{"url":"https://nivawealth.com/firms/gilbert-capital-group-117268","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/117268","regulatoryAum":158145204,"crd":"117268","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"705088","suffix":"MR.","lastName":"GILBERT","firstName":"CASS","middleName":"AUGUSTUS"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-27","regulatoryAum":120590360,"clients":74,"employees":3,"offices":1},{"filedOn":"2022-02-19","regulatoryAum":137509617,"clients":123,"employees":3,"offices":1},{"filedOn":"2023-02-10","regulatoryAum":116626674,"clients":134,"employees":3,"offices":1},{"filedOn":"2024-03-05","regulatoryAum":132395214,"clients":138,"employees":3,"offices":1},{"filedOn":"2025-01-24","regulatoryAum":139861624,"clients":141,"employees":3,"offices":1},{"filedOn":"2026-04-07","regulatoryAum":158145204,"clients":144,"employees":3,"offices":1}],"secFileNumber":"801-120810","legalName":"Gilbert Capital Group, Inc.","displayName":"Gilbert Capital Group","slug":"gilbert-capital-group-117268","website":"https://gilbertcapitalgroup.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/117268/a34e45572b2fb979-r1.webp","tone":"dark","width":619,"height":200,"sourceUrl":"https://gilbertcapitalgroup.com/","sourceLabel":"Gilbert Capital Group, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Maine corporation","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"19 April 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1111723.2086330936,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":158145204,"discretionary":157935848,"discretionaryAccounts":329,"nonDiscretionary":209356,"nonDiscretionaryAccounts":5,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":106,"regulatoryAum":51925321},{"label":"High-net-worth individuals","clients":33,"regulatoryAum":102604205},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":3615678}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.25,"from":0},{"to":1000000,"pct":1,"from":500000},{"to":3000000,"pct":0.75,"from":1000000},{"to":null,"pct":0.35,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040520","versionId":1040520,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-07","documentName":"GILBERT CAPITAL GROUP, INC. 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BROCHURE & SUPPLEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040520","versionId":1040520,"submittedOn":"2026-04-07"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":158145204}],"custodyNote":"Gilbert Capital Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Cass Gilbert","title":"President","crd":"705088"},{"name":"Cass Gilbert","title":"Chief Compliance Officer","crd":"705088"},{"name":"Beatrice Gilbert","title":"Treasurer","crd":"4499038"}],"ownership":[{"label":"Cass Gilbert","detail":"President in the 50% to 75% ownership band and a control person, since October 1998. Also chief compliance officer in the 50% to 75% ownership band and a control person, since October 1998."},{"label":"Beatrice Gilbert","detail":"Treasurer in the 50% to 75% ownership band and a control person, since October 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"207-657-6900","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":87}],"privateFunds":0},"sources":{"adv1FilingDate":"7 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/117268/PDF/117268.pdf","brochureDate":"7 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040520","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Gilbert Capital Group have?","answer":"Gilbert Capital Group has 144 clients and manages $158 million for them, as of April 2026. They include 106 individual clients, 33 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Gilbert Capital Group offer?","answer":"Gilbert Capital Group provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Gilbert Capital Group charge?","answer":"Gilbert Capital Group charges 0.35%–1.25% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"GILBERT CAPITAL GROUP, INC. BROCHURE & SUPPLEMENT, filed 7 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Gilbert Capital Group use?","answer":"Gilbert Capital Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $158M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Gilbert Capital Group have?","answer":"Gilbert Capital Group has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Gilbert Capital Group invest in?","answer":"At the end of its last fiscal year, Gilbert Capital Group’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 3% U.S. government and agency bonds and 3% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Gilbert Capital Group?","answer":"Gilbert Capital Group’s direct owners are Cass Gilbert (50% to 75%) and Beatrice Gilbert (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Gilbert Capital Group get paid?","answer":"Gilbert Capital Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Gilbert Capital Group?","answer":"Its phone number is 207-657-6900. Its website is gilbertcapitalgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}