Gavin Stern has been an investment adviser representative at J.M. Arbour since October 2025, and is not listed among the firm’s executive officers or direct owners.
J.M. Arbour, LLC is a Gardiner, ME firm with $183M under management, 720 clients and 10 advisers across 4 offices, as of its March 2026 filing.
Investment adviser representative registrations
Gavin Stern is registered as an investment adviser representative in Maine, since October 2025.
- MaineSince 21 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 September 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Gavin Mayland Stern
- CRD
- 8171446
- Firm
- J.M. Arbour · CRD 313352
- Office
- 1 BRUNSWICK AVENUE, Gardiner, ME 04345
- Registration
- Investment adviser registration
- In the industry since
- October 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Gavin Stern work?
Gavin Stern is an investment adviser representative registered through J.M. Arbour, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Gavin Stern a financial advisor?
Yes. Gavin Stern has a current investment-adviser registration in Maine, through J.M. Arbour since October 2025.
How many years of experience does Gavin Stern have?
Gavin Stern has 1 year in the financial industry, since October 2025, across 1 adviser firm.
What exams has Gavin Stern passed?
Gavin Stern passed the Series 65 in September 2025.
Where is Gavin Stern based?
Gavin Stern’s registered office is in Gardiner, ME.
Is Gavin Stern registered with FINRA?
No. Gavin Stern has no current broker registration.
How can I verify Gavin Stern’s record?
Search CRD 8171446 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gavin Stern’s full registration record.
