James Leblond has been an investment adviser representative at Northeast Planning Associates since June 2009, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
James LeBlond is the founder of LeBlond Financial, an affiliate of Northeast Planning Associates, Inc., based in Saco, ME. He has advised clients on investment and insurance strategies since 1997, with a focus on small business owners and entrepreneurs through retirement plans, succession planning and business continuity. He opened LeBlond Financial in September 2005 and affiliated with NPA in May 2009.
James Leblond’s longest registration is the current one, 21 years at LPL Financial LLC since 2005.
- – present · 17 yearsSaco, ME · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 21 yearsAdviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
James Leblond is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from March 2006; the most recent is New Hampshire, in October 2021.
- MaineSince 3 March 2006
- New HampshireSince 27 October 2021
- TexasResidentSince 26 August 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 March 2006 |
| Series 24 | General Securities Principal Examination | 7 December 2005 |
| Series 7 | General Securities Representative Examination | 9 April 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 June 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 October 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Francis Leblond
- CRD
- 2951234
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 110 MAIN STREET, SUITE 1214, Saco, ME 04072
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- leblondfinancial.com
Where does James Leblond work?
James Leblond is an investment adviser representative registered through Northeast Planning Associates, Inc. since June 2009, and is not listed among the firm’s executive officers or direct owners.
Is James Leblond a financial advisor?
Yes. James Leblond has a current investment-adviser registration in Maine, New Hampshire and Texas, through Northeast Planning Associates since June 2009.
How many years of experience does James Leblond have?
James Leblond has 27 years in the financial industry, since March 1999, across 2 adviser firms.
What exams has James Leblond passed?
James Leblond has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in October 1997. FINRA credited James Leblond with the SIE, which began in October 2018.
Where is James Leblond based?
James Leblond’s registered office is in Saco, ME.
Is James Leblond registered with FINRA?
Yes. James Leblond has a current broker registration, under CRD 2951234.
Source: FINRA BrokerCheck
How can I verify James Leblond’s record?
Search CRD 2951234 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Leblond’s full registration record.
