Thomas Harnish has been an investment adviser representative at Northeast Planning Associates since November 2016, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Thomas Harnish is Senior Financial Advisor and Founder of Provision Wealth Planning, which offers advisory services through Northeast Planning Associates, Inc. He started in the financial services industry in 1999 and later branched out on his own as a planner and investment advisor. He co-founded Evergreen Strategic Partners, and Provision Wealth Planning focuses on in-plan services and support for university faculty and professionals.
Thomas Harnish’s longest registration is the current one, 9 years at LPL Financial LLC since 2016. Before joining Northeast Planning Associates in 2016, Thomas Harnish was registered through Mid Atlantic Financial Management, Inc. and Ing Financial Partners, Inc.
- LPL Financial LLCAlso current– present · 9 yearsMadawaska, ME · Adviser representative and broker · Firm CRD 6413
- – present · 9 yearsBangor, ME · Adviser representative · Firm CRD 131406
- Mid Atlantic Financial Management, Inc.– · 3 yearsBangor, ME · Adviser representative · Firm CRD 109771
- Ing Financial Partners, Inc– · 3 yearsBangor, ME · Adviser representative · Firm CRD 2882
- Ing Financial Advisers, LLC– · 2 yearsBangor, ME · Adviser representative · Firm CRD 34815
Investment adviser representative registrations
Thomas Harnish is registered as an investment adviser representative in Maine, since November 2016.
- MaineSince 2 November 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 January 2008 |
| Series 7 | General Securities Representative Examination | 11 September 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Thomas Lee Harnish
- CRD
- 4315606
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 324 HARLOW STREET, SUITE B, Bangor, ME 04401
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- provisionwealthplanning.com
Where does Thomas Harnish work?
Thomas Harnish is an investment adviser representative registered through Northeast Planning Associates, Inc. since November 2016, and is not listed among the firm’s executive officers or direct owners.
Is Thomas Harnish a financial advisor?
Yes. Thomas Harnish has a current investment-adviser registration in Maine, through Northeast Planning Associates since November 2016.
How many years of experience does Thomas Harnish have?
Thomas Harnish has 25 years in the financial industry, since January 2001, across 5 adviser firms.
What exams has Thomas Harnish passed?
Thomas Harnish has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in December 2000. FINRA credited Thomas Harnish with the SIE, which began in October 2018.
Where did Thomas Harnish work before Northeast Planning Associates?
Before Northeast Planning Associates, Thomas Harnish was registered through Ing Financial Partners, Inc, January 2011 to April 2014; Ing Financial Advisers, LLC, January 2008 to January 2011.
Where is Thomas Harnish based?
Thomas Harnish’s registered office is in Bangor, ME.
Is Thomas Harnish registered with FINRA?
Yes. Thomas Harnish has a current broker registration, under CRD 4315606.
Source: FINRA BrokerCheck
How can I verify Thomas Harnish’s record?
Search CRD 4315606 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Thomas Harnish’s full registration record.
