Smit Desai has been an investment adviser representative at Allegiance Financial Group since May 2024, and is not listed among the firm’s executive officers or direct owners.
Allegiance Financial Group, Inc. is a South Portland, ME firm with $181M under management, 173 clients and 6 advisers in one office, as of its March 2026 filing.
Smit Desai’s longest registration is the current one, 2 years at Allegiance Financial Group since 2024.
- Savant Wealth ManagementAlso current– present · under a yearSouth Portland, ME · Adviser representative · Firm CRD 107271
- – present · 2 yearsSouth Portland, ME · Adviser representative · Firm CRD 113826
Investment adviser representative registrations
Smit Desai is registered as an investment adviser representative in 2 states. The first approvals date from May 2024; the most recent is Massachusetts, in July 2026.
- MaineSince 13 May 2024
- MassachusettsSince 30 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 17 January 2024 |
| Series 7TO | General Securities Representative Examination | 7 August 2023 |
| SIE | Securities Industry Essentials Examination | 23 January 2023 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Smit Mayank Desai
- CRD
- 7396228
- Firm
- Allegiance Financial Group · CRD 113826
- Office
- 50 DONALD B. DEAN DRIVE, SUITE ONE, South Portland, ME 04106
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Smit Desai work?
Smit Desai is an investment adviser representative registered through Allegiance Financial Group, Inc. since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Smit Desai a financial advisor?
Yes. Smit Desai has a current investment-adviser registration in Maine and Massachusetts, through Allegiance Financial Group since May 2024.
How many years of experience does Smit Desai have?
Smit Desai has 3 years in the financial industry, since August 2023, across 2 adviser firms.
What exams has Smit Desai passed?
Smit Desai has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in January 2023.
Where is Smit Desai based?
Smit Desai’s registered office is in South Portland, ME.
Is Smit Desai registered with FINRA?
Yes. Smit Desai has a current broker registration, under CRD 7396228.
Source: FINRA BrokerCheck
How can I verify Smit Desai’s record?
Search CRD 7396228 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Smit Desai’s full registration record.