Regal Advisory Services provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Regal Advisory Services reports 274 clients. They include 224 individual clients, 45 high-net-worth individuals, and 5 corporations and other businesses. Of its assets, 53.0% ($64.4M across 107 accounts) are managed with discretion; $57M across 167 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 38% |
| High-net-worth individuals | 16% | 40% |
| Corporations and other businesses | 2% | 22% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 224 | $46.1M | 38.0% | $206K |
| High-net-worth individuals | 45 | $49.1M | 40.4% | $1.09M |
| Corporations and other businesses | 5 | $26.2M | 21.6% | $5.24M |
| Total | 274 | $121M | 100% | $443K |
- Clients
- 224
- Regulatory AUM
- $46.1M
- AUM share
- 38.0%
- Avg. per client
- $206K
- Clients
- 45
- Regulatory AUM
- $49.1M
- AUM share
- 40.4%
- Avg. per client
- $1.09M
- Clients
- 5
- Regulatory AUM
- $26.2M
- AUM share
- 21.6%
- Avg. per client
- $5.24M
Total
- Clients
- 274
- Regulatory AUM
- $121M
- AUM share
- 100%
- Avg. per client
- $443K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Regal Advisory Services is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Fixed fee for a financial plan of $1,000 to $10,000, hourly at $100 to $275, or an annual ongoing retainer of $5,000 to $10,000 billed quarterly.
George Bokios owns 50% to 75% of Regal Advisory Services. The leadership team of Regal Advisory Services includes Chief Compliance Officer Jeremy Engelbrecht. It has 25 employees, 16 of them in advisory roles.
Staff
- 25 employees
- 16 in advisory functions
- 24 state-registered reps
- 22 broker-dealer reps
- 14 insurance agents
- Owns 50% to 75% of Regal Advisory Services, Inc.
George Bokios
Control person · since April 2001
- Owns 25% to 50% of Regal Advisory Services, Inc.
Bokios 2012 Dynasty Trust
Control person · since December 2012
Regal Advisory Services’ regulatory assets grew from $110M (June 2021) to $121M (July 2026); clients fell from 381 to 274 and employees were 25 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $121M | 274 | 25 | 13 |
| Jul 2025July 2025 | $114M | 285 | 24 | 13 |
| Apr 2024April 2024 | $109M | 281 | 24 | 14 |
| Apr 2023April 2023 | $92.4M | 262 | 25 | 14 |
| Mar 2022March 2022 | $90.8M | 260 | 25 | 14 |
| Jun 2021June 2021 | $110M | 381 | 24 | 14 |
Besides its headquarters, Regal Advisory Services has 12 offices (6 private residences, listed without an address), with 7 listed addresses across 5 states.
Florida · 3 listed addresses
- 7914 Ne 4 CT, Miami
- 4300 Ford Street Ext., FT. Myers
- 189 S Orange Ave, Orlando
Illinois · 1 listed address
- 950 North Milwaukee Avenue, Suite 101, GlenviewHQ
Michigan · 1 listed address
- 31550 Northwestern Highway, Farmington Hills
New Jersey · 1 listed address
- 2640 Highway 70, Manasquan
Texas · 1 listed address
- 1716 Briarcrest Drive, Bryan
Contact and registration details
- Legal name
- Regal Advisory Services, Inc.
- Headquarters
- 950 North Milwaukee Avenue, Suite 101, Glenview, IL 60025-3771
- Website
- Not reported
- Phone
- 877-488-6537
- @regal-advisory-services-inc
- SEC file
- 801-71619
- Structure
- Delaware corporation
- Fiscal year end
- December
Regal Advisory Services’ named custodians for separately managed accounts are RBC Capital Markets ($102M, 84%) and Hilltop Securities ($19.7M, 16%). Regal Advisory Services does not have custody of client assets.
- RBC Capital MarketsRBC Capital Markets, LLC · New York, NY · $102M84%
- Hilltop SecuritiesHilltop Securities Inc. · Dallas, TX · $19.7M16%
At year end, Regal Advisory Services’ separately managed accounts were largely in stocks (49%) and funds (45%).
What the accounts hold
- Stocks49%
- Exchange-traded equities48%
- Non-exchange-traded equities1%
- Funds45%
- Bonds2%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash4%
How many clients does Regal Advisory Services have?
Regal Advisory Services has 274 clients and manages $121 million for them, as of July 2026. They include 224 individual clients, 45 high-net-worth individuals, and 5 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026
What services does Regal Advisory Services offer?
Regal Advisory Services provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Regal Advisory Services use?
Regal Advisory Services’ separately managed account assets are held at RBC Capital Markets, LLC (New York, NY), with $102M and Hilltop Securities Inc. (Dallas, TX), with $19.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026
How many financial advisors does Regal Advisory Services have?
Regal Advisory Services has 24 investment adviser representatives registered with state securities authorities, out of 25 employees, and 16 perform investment advisory functions. 22 employees are registered representatives of a broker-dealer and 14 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Regal Advisory Services invest in?
At the end of its last fiscal year, Regal Advisory Services’ separately managed accounts held 48% exchange-traded equities, 45% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 1% non-exchange-traded equities, 1% investment grade corporate bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Regal Advisory Services?
Regal Advisory Services’ direct owners are George Bokios (50% to 75%) and Bokios 2012 Dynasty Trust (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026
How does Regal Advisory Services get paid?
Regal Advisory Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Regal Advisory Services?
Regal Advisory Services’ main office is at 950 North Milwaukee Avenue, Suite 101, Glenview, IL 60025-3771. Its phone number is 877-488-6537.