Ross Furman has been an investment adviser representative at Regal Advisory Services since September 2012, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
- – present · 14 yearsMiami, FL · Adviser representative · Firm CRD 123842
Investment adviser representative registrations
Ross Furman is registered as an investment adviser representative in Florida, since August 2020.
- FloridaSince 24 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 July 2012 |
| Series 24 | General Securities Principal Examination | 11 January 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 February 1997 |
| Series 7 | General Securities Representative Examination | 17 January 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2842300
- Firm
- Regal Advisory Services · CRD 123842
- Office
- Miami, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ross Furman work?
Ross Furman is an investment adviser representative registered through Regal Advisory Services, Inc. since September 2012, and is not listed among the firm’s executive officers or direct owners.
Is Ross Furman a financial advisor?
Yes. Ross Furman has a current investment-adviser registration in Florida, through Regal Advisory Services since September 2012.
How many years of experience does Ross Furman have?
Ross Furman has 29 years in the financial industry, since April 1997, across 1 adviser firm.
What exams has Ross Furman passed?
Ross Furman has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 66. The earliest, the Series 7, was passed in January 1997. FINRA credited Ross Furman with the SIE, which began in October 2018.
Where is Ross Furman based?
Ross Furman’s registered office is in Miami, FL.
Is Ross Furman registered with FINRA?
Yes. Ross Furman has a current broker registration, under CRD 2842300.
Source: FINRA BrokerCheck
How can I verify Ross Furman’s record?
Search CRD 2842300 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ross Furman’s full registration record.