George Bokios has been Shareholder of Regal Advisory Services since April 2001, is a control person of the firm and directly owns between 50% and 75% of it.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
- – present · 20 yearsFT. Myers, FL · Adviser representative · Firm CRD 123842
Investment adviser representative registrations
George Bokios is registered as an investment adviser representative in California, since July 2006.
- CaliforniaSince 26 July 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 4 February 1986 |
| Series 24 | General Securities Principal Examination | 24 March 1981 |
| Series 4 | Registered Options Principal Examination | 9 March 1981 |
| Series 7 | General Securities Representative Examination | 15 November 1980 |
| F04 | Financial Principal Examination | 29 October 1980 |
- Name
- Financial and Operations Principal Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Representative Examination
- Name
- Financial Principal Examination
- CRD
- 718774
- Firm
- Regal Advisory Services · CRD 123842
- Role
- Shareholder
- Office
- 1400 COLONIAL BLVD., SUITE 4, FT. Myers, FL 33907
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1980
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does George Bokios work?
George Bokios has been Shareholder of Regal Advisory Services, Inc. since April 2001, and is a control person of the firm.
Is George Bokios a financial advisor?
Yes. George Bokios has a current investment-adviser registration in California, through Regal Advisory Services since July 2006.
How many years of experience does George Bokios have?
George Bokios has 45 years in the financial industry, since November 1980, across 1 adviser firm.
What exams has George Bokios passed?
George Bokios has passed 8 licensing exams: the F04, Series 7, Series 4, Series 24, Series 63, Series 27, Series 79TO and Series 99TO. The earliest, the F04, was passed in October 1980. FINRA credited George Bokios with the SIE, which began in October 2018.
Where is George Bokios based?
George Bokios’ registered office is in FT. Myers, FL.
Is George Bokios registered with FINRA?
Yes. George Bokios has a current broker registration, under CRD 718774.
Source: FINRA BrokerCheck
How can I verify George Bokios’ record?
Search CRD 718774 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish George Bokios’ full registration record.