Victoria Bokios has been Trustee of Regal Advisory Services since December 2012, is a control person of the firm and directly owns under 5% of it.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
No adviser firm registrations are on Victoria Bokios’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 55 | Limited Representative-Equity Trader Exam | 20 April 2000 |
| Series 27 | Financial and Operations Principal Examination | 5 September 1996 |
| Series 4 | Registered Options Principal Examination | 14 December 1995 |
| Series 24 | General Securities Principal Examination | 29 November 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 December 1993 |
| Series 7 | General Securities Representative Examination | 2 December 1993 |
- Name
- Operations Professional Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Financial and Operations Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Victoria Theadora Bokios
- CRD
- 2421318
- Firm
- Regal Advisory Services · CRD 123842
- Role
- Trustee
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Victoria Bokios work?
Victoria Bokios has been Trustee of Regal Advisory Services, Inc. since December 2012, and is a control person of the firm.
Does Victoria Bokios have a current investment-adviser registration?
Victoria Bokios has a current broker registration and no current investment-adviser registration.
What exams has Victoria Bokios passed?
Victoria Bokios has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 27, Series 55, Series 99TO and Series 57TO. The earliest, the Series 7, was passed in December 1993. FINRA credited Victoria Bokios with the SIE, which began in October 2018.
Is Victoria Bokios registered with FINRA?
Yes. Victoria Bokios has a current broker registration, under CRD 2421318.
Source: FINRA BrokerCheck
How can I verify Victoria Bokios’ record?
Search CRD 2421318 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Victoria Bokios’ full registration record.