Jeremy Engelbrecht has been Chief Compliance Officer (Interim) of Regal Advisory Services since September 2025, is a control person of the firm and directly owns under 5% of it.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
No adviser firm registrations are on Jeremy Engelbrecht’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 4 | Registered Options Principal Examination | 7 January 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 10 December 2015 |
| Series 55 | Limited Representative-Equity Trader Exam | 14 May 2012 |
| Series 3 | National Commodity Futures Examination | 29 September 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 2000 |
| Series 7 | General Securities Representative Examination | 7 December 2000 |
- Name
- General Securities Principal Examination
- Name
- Securities Trader Exam
- Name
- Municipal Securities Representative Examination
- Name
- Registered Options Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeremy Aaron Engelbrecht
- CRD
- 3277607
- Firm
- Regal Advisory Services · CRD 123842
- Role
- Chief Compliance Officer (Interim)
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jeremy Engelbrecht work?
Jeremy Engelbrecht has been Chief Compliance Officer (Interim) of Regal Advisory Services, Inc. since September 2025, and is a control person of the firm.
Does Jeremy Engelbrecht have a current investment-adviser registration?
Jeremy Engelbrecht has a current broker registration and no current investment-adviser registration.
What exams has Jeremy Engelbrecht passed?
Jeremy Engelbrecht has passed 9 licensing exams: the Series 7, Series 63, Series 3, Series 55, Series 53, Series 4, Series 24, Series 57TO and Series 52TO. The earliest, the Series 7, was passed in December 2000. FINRA credited Jeremy Engelbrecht with the SIE, which began in October 2018.
Is Jeremy Engelbrecht registered with FINRA?
Yes. Jeremy Engelbrecht has a current broker registration, under CRD 3277607.
Source: FINRA BrokerCheck
How can I verify Jeremy Engelbrecht’s record?
Search CRD 3277607 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeremy Engelbrecht’s full registration record.