Arthur Frasca has been an investment adviser representative at Regal Advisory Services since April 2015, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Arthur Frasca’s longest registration is the current one, 11 years at Regal Advisory Services since 2015. Before joining Regal Advisory Services in 2015, Arthur Frasca was registered through Commerce Wealth Advisers, LLC and Equitas America, LLC.
- – present · 11 yearsFarmington Hills, MI · Adviser representative · Firm CRD 123842
- Commerce Wealth Advisers, LLC– · 1 yearFarmington Hills, MI · Adviser representative · Firm CRD 144449
- Equitas America, LLC– · under a yearFarmington Hills, MI · Adviser representative · Firm CRD 39806
Investment adviser representative registrations
Arthur Frasca is registered as an investment adviser representative in 2 states. The first approvals date from April 2015; the most recent is Illinois, in August 2021.
- IllinoisSince 17 August 2021
- MichiganSince 7 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 April 2015 |
| Series 27 | Financial and Operations Principal Examination | 25 March 2002 |
| Series 53 | Municipal Securities Principal Examination | 13 January 1995 |
| Series 24 | General Securities Principal Examination | 20 April 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 December 1983 |
| Series 7 | General Securities Representative Examination | 16 July 1983 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Arthur Dennis Frasca
- CRD
- 1161047
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 31550 NORTHWESTERN HIGHWAY, STE 101, Farmington Hills, MI 48334
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Arthur Frasca work?
Arthur Frasca is an investment adviser representative registered through Regal Advisory Services, Inc. since April 2015, and is not listed among the firm’s executive officers or direct owners.
Is Arthur Frasca a financial advisor?
Yes. Arthur Frasca has a current investment-adviser registration in Illinois and Michigan, through Regal Advisory Services since April 2015.
How many years of experience does Arthur Frasca have?
Arthur Frasca has 42 years in the financial industry, since October 1984, across 3 adviser firms.
What exams has Arthur Frasca passed?
Arthur Frasca has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 27, Series 65, Series 52TO and Series 99TO. The earliest, the Series 7, was passed in July 1983. FINRA credited Arthur Frasca with the SIE, which began in October 2018.
Where did Arthur Frasca work before Regal Advisory Services?
Before Regal Advisory Services, Arthur Frasca was registered through Commerce Wealth Advisers, LLC, September 2010 to September 2012; Equitas America, LLC, March 2010 to September 2010.
Where is Arthur Frasca based?
Arthur Frasca’s registered office is in Farmington Hills, MI.
Is Arthur Frasca registered with FINRA?
Yes. Arthur Frasca has a current broker registration, under CRD 1161047.
Source: FINRA BrokerCheck
How can I verify Arthur Frasca’s record?
Search CRD 1161047 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Arthur Frasca’s full registration record.