Steven Grabarczyk has been an investment adviser representative at Regal Advisory Services since June 2016, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Steve Grabarczyk is Senior Investment Representative of Regal Advisory Services, Inc. He has more than 30 years of financial services experience, including service as a Registered Representative, Branch Manager and Fixed Income Specialist. His product knowledge covers stocks, options, mutual funds, ETFs and fixed income products including corporate and municipal bonds, UITs and structured products.
- – present · 10 yearsFort Meyers, FL · Adviser representative · Firm CRD 123842
- – · under a yearGlenview, IL · Adviser representative · Firm CRD 123842
Investment adviser representative registrations
Steven Grabarczyk is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from June 2016; the most recent is Louisiana, in October 2021.
- FloridaSince 3 June 2016
- LouisianaSince 27 October 2021
- OhioSince 14 January 2020
- TexasResidentSince 19 October 2016
- VermontSince 26 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 April 2016 |
| Series 53 | Municipal Securities Principal Examination | 7 May 2002 |
| Series 4 | Registered Options Principal Examination | 2 August 2000 |
| Series 24 | General Securities Principal Examination | 1 November 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 1988 |
| Series 7 | General Securities Representative Examination | 16 April 1988 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Mark Grabarczyk
- CRD
- 1827322
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 4300 FORD STREET EXTENSION, SUITE 103, Fort Meyers, FL 33916
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- regaladvisoryservices.com
Where does Steven Grabarczyk work?
Steven Grabarczyk is an investment adviser representative registered through Regal Advisory Services, Inc. since June 2016, and is not listed among the firm’s executive officers or direct owners.
Is Steven Grabarczyk a financial advisor?
Yes. Steven Grabarczyk has a current investment-adviser registration in Florida, Louisiana, Ohio, Texas and Vermont, through Regal Advisory Services since June 2016.
How many years of experience does Steven Grabarczyk have?
Steven Grabarczyk has 34 years in the financial industry, since February 1992, across 1 adviser firm.
What exams has Steven Grabarczyk passed?
Steven Grabarczyk has passed 8 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 4, Series 53, Series 66 and Series 52TO. The earliest, the Series 7, was passed in April 1988. FINRA credited Steven Grabarczyk with the SIE, which began in October 2018.
Where is Steven Grabarczyk based?
Steven Grabarczyk’s registered office is in Fort Meyers, FL.
Is Steven Grabarczyk registered with FINRA?
Yes. Steven Grabarczyk has a current broker registration, under CRD 1827322.
Source: FINRA BrokerCheck
How can I verify Steven Grabarczyk’s record?
Search CRD 1827322 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Grabarczyk’s full registration record.