John Kloster has been an investment adviser representative at Regal Advisory Services since August 2016, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
John Kloster’s longest registration is the current one, 10 years at Regal Advisory Services since 2016. Before joining Regal Advisory Services in 2016, John Kloster was registered through Kloster Capital Management,l.l.c.
- – present · 10 yearsFarmington Hills, MI · Adviser representative · Firm CRD 123842
- Kloster Capital Management,l.l.c.– · 7 yearsDavisburg, MI · Adviser representative · Firm CRD 121901
Investment adviser representative registrations
John Kloster is registered as an investment adviser representative in 2 states. The first approvals date from August 2016; the most recent is Arizona, in September 2016.
- ArizonaSince 2 September 2016
- MichiganSince 15 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 April 2010 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 29 July 1987 |
| Series 53 | Municipal Securities Principal Examination | 29 December 1986 |
| Series 7 | General Securities Representative Examination | 14 December 1985 |
| Series 24 | General Securities Principal Examination | 3 December 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 February 1984 |
| Series 27 | Financial and Operations Principal Examination | 16 July 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Financial and Operations Principal Examination
- Full name
- John Vance Kloster
- CRD
- 1005931
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 31550 Northwestern Hwy, Suite 101, Farmington Hills, MI 48334
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does John Kloster work?
John Kloster is an investment adviser representative registered through Regal Advisory Services, Inc. since August 2016, and is not listed among the firm’s executive officers or direct owners.
Is John Kloster a financial advisor?
Yes. John Kloster has a current investment-adviser registration in Arizona and Michigan, through Regal Advisory Services since August 2016.
How many years of experience does John Kloster have?
John Kloster has 16 years in the financial industry, since May 2010, across 2 adviser firms.
What exams has John Kloster passed?
John Kloster has passed 7 licensing exams: the Series 27, Series 63, Series 24, Series 7, Series 53, Series 8 and Series 65. The earliest, the Series 27, was passed in July 1983.
Where is John Kloster based?
John Kloster’s registered office is in Farmington Hills, MI.
Is John Kloster registered with FINRA?
No. John Kloster has no current broker registration.
How can I verify John Kloster’s record?
Search CRD 1005931 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Kloster’s full registration record.