Timothy Taschler has been an investment adviser representative at Regal Advisory Services since October 2022, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Tim Taschler is Wealth Advisor of Regal Advisory Services, Inc. He advises clients on how to grow, protect and use their wealth. He helps clients understand current news, markets and economic trends and how they affect individual goals.
Timothy Taschler’s longest registration was 6 years at Sprott Asset Management USA Inc. (2016–2022). Before joining Regal Advisory Services in 2022, Timothy Taschler was registered through Sprott Asset Management USA Inc. and Stifel, Nicolaus & Company, Incorporated.
- – present · 4 yearsOro Valley, AZ · Adviser representative · Firm CRD 123842
- Sprott Asset Management USA Inc.– · 6 yearsSanta Ysabel, CA · Adviser representative · Firm CRD 139022
- Stifel, Nicolaus & Company, Incorporated– · 4 yearsSanta Ysabel, CA · Adviser representative · Firm CRD 793
- Wedbush Securities Inc.– · 4 yearsNewport Beach, CA · Adviser representative · Firm CRD 877
- A. G. Edwards & Sons, Inc.– · 4 yearsIrvine, CA · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Timothy Taschler is registered as an investment adviser representative in 2 states. The first approvals date from October 2022; the most recent is California, in January 2023.
- ArizonaSince 12 October 2022
- CaliforniaSince 6 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 17 September 2003 |
| Series 66 | Uniform Combined State Law Examination | 22 May 2003 |
| Series 7 | General Securities Representative Examination | 14 May 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Timothy Joseph Taschler
- CRD
- 1615481
- Firm
- Regal Advisory Services · CRD 123842
- Office
- Oro Valley, AZ
- Registration
- Investment adviser registration
- In the industry since
- May 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- regaladvisoryservices.com
Where does Timothy Taschler work?
Timothy Taschler is an investment adviser representative registered through Regal Advisory Services, Inc. since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Timothy Taschler a financial advisor?
Yes. Timothy Taschler has a current investment-adviser registration in Arizona and California, through Regal Advisory Services since October 2022.
How many years of experience does Timothy Taschler have?
Timothy Taschler has 23 years in the financial industry, since May 2003, across 5 adviser firms.
What exams has Timothy Taschler passed?
Timothy Taschler has passed 3 licensing exams: the Series 7, Series 66 and Series 3. The earliest, the Series 7, was passed in May 2003. FINRA credited Timothy Taschler with the SIE, which began in October 2018.
Where did Timothy Taschler work before Regal Advisory Services?
Before Regal Advisory Services, Timothy Taschler was registered through Sprott Asset Management USA Inc., August 2016 to October 2022; Stifel, Nicolaus & Company, Incorporated, January 2012 to August 2016; Wedbush Securities Inc., May 2007 to February 2012; A. G. Edwards & Sons, Inc., May 2003 to May 2007.
Where is Timothy Taschler based?
Timothy Taschler’s registered office is in Oro Valley, AZ.
Is Timothy Taschler registered with FINRA?
No. Timothy Taschler has no current broker registration.
How can I verify Timothy Taschler’s record?
Search CRD 1615481 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Timothy Taschler’s full registration record.