Gregory Knight has been an investment adviser representative at Regal Advisory Services since January 2015, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Gregory Knight’s longest registration is the current one, 11 years at Regal Advisory Services since 2015. Before joining Regal Advisory Services in 2015, Gregory Knight was registered through Brookstreet Capital Management.
- – present · 11 yearsWinter Park, FL · Adviser representative · Firm CRD 123842
- Brookstreet Capital Management– · 3 yearsMount Dora, FL · Adviser representative · Firm CRD 14667
Investment adviser representative registrations
Gregory Knight is registered as an investment adviser representative in 2 states. The first approvals date from January 2015; the most recent is Texas, in March 2016.
- FloridaSince 29 January 2015
- TexasSince 17 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 July 2014 |
| Series 27 | Financial and Operations Principal Examination | 19 November 2001 |
| Series 24 | General Securities Principal Examination | 5 January 2000 |
| Series 4 | Registered Options Principal Examination | 19 December 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 June 1993 |
| Series 7 | General Securities Representative Examination | 27 May 1993 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Scott Knight
- CRD
- 2350579
- Firm
- Regal Advisory Services · CRD 123842
- Office
- Winter Park, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gregory Knight work?
Gregory Knight is an investment adviser representative registered through Regal Advisory Services, Inc. since January 2015, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Knight a financial advisor?
Yes. Gregory Knight has a current investment-adviser registration in Florida and Texas, through Regal Advisory Services since January 2015.
How many years of experience does Gregory Knight have?
Gregory Knight has 33 years in the financial industry, since July 1993, across 2 adviser firms.
What exams has Gregory Knight passed?
Gregory Knight has passed 7 licensing exams: the Series 7, Series 63, Series 4, Series 24, Series 27, Series 65 and Series 99TO. The earliest, the Series 7, was passed in May 1993. FINRA credited Gregory Knight with the SIE, which began in October 2018.
Where did Gregory Knight work before Regal Advisory Services?
Before Regal Advisory Services, Gregory Knight was registered through Brookstreet Capital Management, January 2004 to July 2007.
Where is Gregory Knight based?
Gregory Knight’s registered office is in Winter Park, FL.
Is Gregory Knight registered with FINRA?
Yes. Gregory Knight has a current broker registration, under CRD 2350579.
Source: FINRA BrokerCheck
How can I verify Gregory Knight’s record?
Search CRD 2350579 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gregory Knight’s full registration record.