Jerry Ludwig has been an investment adviser representative at Regal Advisory Services since July 2012, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Jerry Ludwig’s longest registration is the current one, 14 years at Regal Advisory Services since 2012. Before joining Regal Advisory Services in 2012, Jerry Ludwig was registered through Brokersxpress LLC and Gunnallen Financial, Inc.
- – present · 14 yearsBryan, TX · Adviser representative · Firm CRD 123842
- Brokersxpress LLC– · 2 yearsBryan, TX · Adviser representative · Firm CRD 127081
- Gunnallen Financial, Inc– · 7 yearsBryan, TX · Adviser representative · Firm CRD 17609
Investment adviser representative registrations
Jerry Ludwig is registered as an investment adviser representative in Texas, since July 2012.
- TexasSince 23 July 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 July 2002 |
| Series 15 | Foreign Currency Options Examination | 17 February 1989 |
| Series 3 | National Commodity Futures Examination | 1 June 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 May 1984 |
| Series 7 | General Securities Representative Examination | 14 April 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Foreign Currency Options Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jerry Wayne Ludwig
- CRD
- 1255480
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 1716 BRIARCREST STE 602, Bryan, TX 77802
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jerry Ludwig work?
Jerry Ludwig is an investment adviser representative registered through Regal Advisory Services, Inc. since July 2012, and is not listed among the firm’s executive officers or direct owners.
Is Jerry Ludwig a financial advisor?
Yes. Jerry Ludwig has a current investment-adviser registration in Texas, through Regal Advisory Services since July 2012.
How many years of experience does Jerry Ludwig have?
Jerry Ludwig has 42 years in the financial industry, since April 1984, across 3 adviser firms.
What exams has Jerry Ludwig passed?
Jerry Ludwig has passed 5 licensing exams: the Series 7, Series 63, Series 3, Series 15 and Series 65. The earliest, the Series 7, was passed in April 1984. FINRA credited Jerry Ludwig with the SIE, which began in October 2018.
Where did Jerry Ludwig work before Regal Advisory Services?
Before Regal Advisory Services, Jerry Ludwig was registered through Brokersxpress LLC, March 2010 to July 2012; Gunnallen Financial, Inc, August 2002 to March 2010.
Where is Jerry Ludwig based?
Jerry Ludwig’s registered office is in Bryan, TX.
Is Jerry Ludwig registered with FINRA?
Yes. Jerry Ludwig has a current broker registration, under CRD 1255480.
Source: FINRA BrokerCheck
How can I verify Jerry Ludwig’s record?
Search CRD 1255480 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jerry Ludwig’s full registration record.