Jeffry Livingston has been an investment adviser representative at Regal Advisory Services since April 2014, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Jeffry Livingston’s longest registration is the current one, 12 years at Regal Advisory Services since 2014. Before joining Regal Advisory Services in 2014, Jeffry Livingston was registered through Brokersxpress LLC and Wells Fargo Advisors, LLC.
- – present · 12 yearsChicago, IL · Adviser representative · Firm CRD 123842
- Brokersxpress LLC– · 1 yearChicago, IL · Adviser representative · Firm CRD 127081
- Wells Fargo Advisors, LLC– · 3 yearsChicago, IL · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 6 yearsChicago, IL · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Jeffry Livingston is registered as an investment adviser representative in Illinois, since April 2014.
- IllinoisSince 16 April 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 May 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 March 1997 |
| Series 7 | General Securities Representative Examination | 22 February 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffry Scott Livingston
- CRD
- 2812480
- Firm
- Regal Advisory Services · CRD 123842
- Office
- Chicago, IL
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jeffry Livingston work?
Jeffry Livingston is an investment adviser representative registered through Regal Advisory Services, Inc. since April 2014, and is not listed among the firm’s executive officers or direct owners.
Is Jeffry Livingston a financial advisor?
Yes. Jeffry Livingston has a current investment-adviser registration in Illinois, through Regal Advisory Services since April 2014.
How many years of experience does Jeffry Livingston have?
Jeffry Livingston has 29 years in the financial industry, since March 1997, across 4 adviser firms.
What exams has Jeffry Livingston passed?
Jeffry Livingston has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 1997. FINRA credited Jeffry Livingston with the SIE, which began in October 2018.
Where did Jeffry Livingston work before Regal Advisory Services?
Before Regal Advisory Services, Jeffry Livingston was registered through Brokersxpress LLC, August 2011 to August 2012; Wells Fargo Advisors, LLC, January 2008 to August 2011; A. G. Edwards & Sons, Inc., November 2001 to January 2008.
Where is Jeffry Livingston based?
Jeffry Livingston’s registered office is in Chicago, IL.
Is Jeffry Livingston registered with FINRA?
Yes. Jeffry Livingston has a current broker registration, under CRD 2812480.
Source: FINRA BrokerCheck
How can I verify Jeffry Livingston’s record?
Search CRD 2812480 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeffry Livingston’s full registration record.