Scott Branson has been an investment adviser representative at Regal Advisory Services since August 2012, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Scott Branson’s longest registration is the current one, 14 years at Regal Advisory Services since 2012. Before joining Regal Advisory Services in 2012, Scott Branson was registered through Brokersxpress LLC and SSN Advisory, Inc.
- – present · 14 yearsKnoxville, TN · Adviser representative · Firm CRD 123842
- Brokersxpress LLC– · 4 yearsKnoxville, TN · Adviser representative · Firm CRD 127081
- SSN Advisory, Inc.– · under a yearKnoxville, TN · Adviser representative · Firm CRD 126090
- 1st Discount Brokerage, Inc.– · under a yearKnoxville, TN · Adviser representative · Firm CRD 39164
Investment adviser representative registrations
Scott Branson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2012; the most recent is Texas, in August 2017.
- TennesseeSince 16 August 2012
- TexasResidentSince 8 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 December 2007 |
| Series 65 | Uniform Investment Adviser Law Examination | 27 October 1999 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 20 January 1997 |
| Series 7 | General Securities Representative Examination | 13 February 1996 |
| Series 22 | Direct Participation Programs Representative Examination | 6 November 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 July 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 July 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Kendall Branson
- CRD
- 2251962
- Firm
- Regal Advisory Services · CRD 123842
- Office
- Knoxville, TN
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Scott Branson work?
Scott Branson is an investment adviser representative registered through Regal Advisory Services, Inc. since August 2012, and is not listed among the firm’s executive officers or direct owners.
Is Scott Branson a financial advisor?
Yes. Scott Branson has a current investment-adviser registration in Tennessee and Texas, through Regal Advisory Services since August 2012.
How many years of experience does Scott Branson have?
Scott Branson has 34 years in the financial industry, since August 1992, across 4 adviser firms.
What exams has Scott Branson passed?
Scott Branson has passed 7 licensing exams: the Series 63, Series 6, Series 22, Series 7, Series 8, Series 65 and Series 66. The earliest, the Series 63, was passed in July 1992. FINRA credited Scott Branson with the SIE, which began in October 2018.
Where did Scott Branson work before Regal Advisory Services?
Before Regal Advisory Services, Scott Branson was registered through Brokersxpress LLC, May 2008 to August 2012; SSN Advisory, Inc., April 2008 to May 2008; 1st Discount Brokerage, Inc., December 2007 to April 2008.
Where is Scott Branson based?
Scott Branson’s registered office is in Knoxville, TN.
Is Scott Branson registered with FINRA?
Yes. Scott Branson has a current broker registration, under CRD 2251962.
Source: FINRA BrokerCheck
How can I verify Scott Branson’s record?
Search CRD 2251962 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Branson’s full registration record.