Mark Coverdale has been an investment adviser representative at Regal Advisory Services since June 2024, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
- – present · 2 yearsBryan, TX · Adviser representative · Firm CRD 123842
Investment adviser representative registrations
Mark Coverdale is registered as an investment adviser representative in Texas, since June 2024.
- TexasSince 18 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 April 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 February 2024 |
| Series 7TO | General Securities Representative Examination | 9 September 2023 |
| SIE | Securities Industry Essentials Examination | 28 June 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7799586
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 1716 Briarcrest, Ste 602, Bryan, TX 77802
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mark Coverdale work?
Mark Coverdale is an investment adviser representative registered through Regal Advisory Services, Inc. since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Mark Coverdale a financial advisor?
Yes. Mark Coverdale has a current investment-adviser registration in Texas, through Regal Advisory Services since June 2024.
How many years of experience does Mark Coverdale have?
Mark Coverdale has 3 years in the financial industry, since September 2023, across 1 adviser firm.
What exams has Mark Coverdale passed?
Mark Coverdale has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in June 2023.
Where is Mark Coverdale based?
Mark Coverdale’s registered office is in Bryan, TX.
Is Mark Coverdale registered with FINRA?
Yes. Mark Coverdale has a current broker registration, under CRD 7799586.
Source: FINRA BrokerCheck
How can I verify Mark Coverdale’s record?
Search CRD 7799586 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mark Coverdale’s full registration record.