Kevin Stemberger has been an investment adviser representative at Regal Advisory Services since March 2015, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Kevin Stemberger’s longest registration is the current one, 11 years at Regal Advisory Services since 2015. Before joining Regal Advisory Services in 2015, Kevin Stemberger was registered through Commerce Wealth Advisers, LLC and Equitas America, LLC.
- – present · 11 yearsFarmington Hills, MI · Adviser representative · Firm CRD 123842
- Commerce Wealth Advisers, LLC– · 1 yearFarmington Hills, MI · Adviser representative · Firm CRD 144449
- Equitas America, LLC– · under a yearFarmington Hills, MI · Adviser representative · Firm CRD 39806
Investment adviser representative registrations
Kevin Stemberger is registered as an investment adviser representative in 2 states. The first approvals date from March 2015; the most recent is Illinois, in August 2021.
- IllinoisSince 17 August 2021
- MichiganSince 31 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 March 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 June 1986 |
| Series 7 | General Securities Representative Examination | 15 March 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 January 1982 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kevin John Stemberger
- CRD
- 1016446
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 31550 NORTHWESTERN HIGHWAY, STE 101, Farmington Hills, MI 48334
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kevin Stemberger work?
Kevin Stemberger is an investment adviser representative registered through Regal Advisory Services, Inc. since March 2015, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Stemberger a financial advisor?
Yes. Kevin Stemberger has a current investment-adviser registration in Illinois and Michigan, through Regal Advisory Services since March 2015.
How many years of experience does Kevin Stemberger have?
Kevin Stemberger has 40 years in the financial industry, since December 1985, across 3 adviser firms.
What exams has Kevin Stemberger passed?
Kevin Stemberger has passed 5 licensing exams: the Series 6, Series 7, Series 63, Series 65 and Series 6TO. The earliest, the Series 6, was passed in January 1982. FINRA credited Kevin Stemberger with the SIE, which began in October 2018.
Where did Kevin Stemberger work before Regal Advisory Services?
Before Regal Advisory Services, Kevin Stemberger was registered through Commerce Wealth Advisers, LLC, September 2010 to September 2012; Equitas America, LLC, April 2010 to September 2010.
Where is Kevin Stemberger based?
Kevin Stemberger’s registered office is in Farmington Hills, MI.
Is Kevin Stemberger registered with FINRA?
Yes. Kevin Stemberger has a current broker registration, under CRD 1016446.
Source: FINRA BrokerCheck
How can I verify Kevin Stemberger’s record?
Search CRD 1016446 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kevin Stemberger’s full registration record.