Christos Oakley has been an investment adviser representative at Regal Advisory Services since January 2018, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
- – present · 8 yearsOrlando, FL · Adviser representative · Firm CRD 123842
Investment adviser representative registrations
Christos Oakley is registered as an investment adviser representative in Florida, since January 2018.
- FloridaSince 17 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 27 November 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 October 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 August 2016 |
| Series 7 | General Securities Representative Examination | 24 February 2016 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christos Athanasios Oakley
- CRD
- 5209433
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 189 South Orange Avenue, Orlando, FL 32801
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christos Oakley work?
Christos Oakley is an investment adviser representative registered through Regal Advisory Services, Inc. since January 2018, and is not listed among the firm’s executive officers or direct owners.
Is Christos Oakley a financial advisor?
Yes. Christos Oakley has a current investment-adviser registration in Florida, through Regal Advisory Services since January 2018.
How many years of experience does Christos Oakley have?
Christos Oakley has 10 years in the financial industry, since February 2016, across 1 adviser firm.
What exams has Christos Oakley passed?
Christos Oakley has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in February 2016. FINRA credited Christos Oakley with the SIE, which began in October 2018.
Where is Christos Oakley based?
Christos Oakley’s registered office is in Orlando, FL.
Is Christos Oakley registered with FINRA?
Yes. Christos Oakley has a current broker registration, under CRD 5209433.
Source: FINRA BrokerCheck
How can I verify Christos Oakley’s record?
Search CRD 5209433 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christos Oakley’s full registration record.