Keith McGrath has been an investment adviser representative at Regal Advisory Services since July 2017, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
- – present · 9 yearsManasquan, NJ · Adviser representative · Firm CRD 123842
Investment adviser representative registrations
Keith McGrath is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from July 2017; the most recent is Louisiana, in May 2018.
- LouisianaSince 18 May 2018
- New JerseySince 28 July 2017
- TexasResidentSince 3 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 July 2017 |
| Series 24 | General Securities Principal Examination | 12 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 1993 |
| Series 7 | General Securities Representative Examination | 20 August 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Keith Joseph McGrath
- CRD
- 2280307
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 2640 Highway 70, Building 8, Suite 102, Manasquan, NJ 08736
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Keith McGrath work?
Keith McGrath is an investment adviser representative registered through Regal Advisory Services, Inc. since July 2017, and is not listed among the firm’s executive officers or direct owners.
Is Keith McGrath a financial advisor?
Yes. Keith McGrath has a current investment-adviser registration in Louisiana, New Jersey and Texas, through Regal Advisory Services since July 2017.
How many years of experience does Keith McGrath have?
Keith McGrath has 32 years in the financial industry, since December 1993, across 1 adviser firm.
What exams has Keith McGrath passed?
Keith McGrath has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in August 1993. FINRA credited Keith McGrath with the SIE, which began in October 2018.
Where is Keith McGrath based?
Keith McGrath’s registered office is in Manasquan, NJ.
Is Keith McGrath registered with FINRA?
Yes. Keith McGrath has a current broker registration, under CRD 2280307.
Source: FINRA BrokerCheck
How can I verify Keith McGrath’s record?
Search CRD 2280307 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Keith McGrath’s full registration record.