Michael Hickey has been an investment adviser representative at Regal Advisory Services since October 2023, and is not listed among the firm’s executive officers or direct owners.
Regal Advisory Services, Inc. is a Glenview, IL firm with $121M under management, 274 clients and 16 advisers across 13 offices, as of its July 2026 filing.
Michael G. Hickey is Senior Investment Consultant of Regal Advisory Services, Inc. He has more than 30 years of experience in the financial services industry and specializes in fee-based consulting and asset management. He works in an advisory capacity with trusts and estates and offers financial planning services.
Michael Hickey’s longest registration was 8 years at Level Four Financial, LLC (2013–2021). Before joining Regal Advisory Services in 2023, Michael Hickey was registered through Level Four Advisory Services and Level Four Financial, LLC.
- – present · 2 yearsFort Myers, FL · Adviser representative · Firm CRD 123842
- Level Four Advisory Services– · 1 yearGrayslake, IL · Adviser representative · Firm CRD 134086
- Level Four Financial, LLC– · 8 yearsGrayslake, IL · Adviser representative · Firm CRD 25700
- Raymond James Financial Services Advisors, Inc– · 4 yearsNorth Riverside, IL · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 6 yearsNorth Riverside, IL · Adviser representative · Firm CRD 6694
- McDonald Investments Inc.– · under a yearChicago, IL · Adviser representative · Firm CRD 566
Investment adviser representative registrations
Michael Hickey is registered as an investment adviser representative in 3 states. The first approvals date from October 2023; the most recent is Texas, in December 2023.
- FloridaSince 3 November 2023
- IllinoisSince 26 October 2023
- TexasSince 11 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 2 July 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 February 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 1988 |
| Series 7 | General Securities Representative Examination | 16 July 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Gerard Hickey
- CRD
- 1816617
- Firm
- Regal Advisory Services · CRD 123842
- Office
- 4300 Ford Street Extension, Fort Myers, FL 33916
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- regaladvisoryservices.com
Where does Michael Hickey work?
Michael Hickey is an investment adviser representative registered through Regal Advisory Services, Inc. since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Michael Hickey a financial advisor?
Yes. Michael Hickey has a current investment-adviser registration in Florida, Illinois and Texas, through Regal Advisory Services since October 2023.
How many years of experience does Michael Hickey have?
Michael Hickey has 38 years in the financial industry, since August 1988, across 6 adviser firms.
What exams has Michael Hickey passed?
Michael Hickey has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in July 1988. FINRA credited Michael Hickey with the SIE, which began in October 2018.
Where did Michael Hickey work before Regal Advisory Services?
Before Regal Advisory Services, Michael Hickey was registered through Level Four Advisory Services, December 2021 to October 2023; Level Four Financial, LLC, January 2013 to December 2021; Raymond James Financial Services Advisors, Inc, January 2009 to January 2013; Raymond James Financial Services, August 2002 to May 2009; McDonald Investments Inc., June 2002 to August 2002.
Where is Michael Hickey based?
Michael Hickey’s registered office is in Fort Myers, FL.
Is Michael Hickey registered with FINRA?
Yes. Michael Hickey has a current broker registration, under CRD 1816617.
Source: FINRA BrokerCheck
How can I verify Michael Hickey’s record?
Search CRD 1816617 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Hickey’s full registration record.