Firms by custodian
Registered investment advisers that custody at Hilltop Securities
Search the full directory by firm name, city, state, CRD number or custodian.
14 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Mainline West Fund Manager | Denver, CO | $1.77B |
| Calton & Associates | Tampa, FL | $1.58B |
| Packerland Brokerage Services | Green Bay, WI | $1.36B |
| RTW Financial Advisors | Dallas, TX | $581M |
| H. C. Denison | Sheboygan, WI | $310M |
| Martin Nelson & Co. | Seattle, WA | $287M |
| Dominion Portfolio Management | Tampa, FL | $277M |
| Axiom Investment Management | New York, NY | $237M |
| McDermott Investment Advisors | Naples, FL | $203M |
| KCD Financial | Green Bay, WI | $202M |
| Global Brokerage Services | Hunt Valley, MD | $163M |
| Peachcap Tax & Advisory | Atlanta, GA | $147M |
| Chelsea Advisory Services | Staten Island, NY | $147M |
| Regal Advisory Services | Glenview, IL | $121M |
- Headquarters
- Denver, CO
- Regulatory AUM
- $1.77B
- Headquarters
- Tampa, FL
- Regulatory AUM
- $1.58B
- Headquarters
- Green Bay, WI
- Regulatory AUM
- $1.36B
- Headquarters
- Dallas, TX
- Regulatory AUM
- $581M
- Headquarters
- Sheboygan, WI
- Regulatory AUM
- $310M
- Headquarters
- Seattle, WA
- Regulatory AUM
- $287M
- Headquarters
- Tampa, FL
- Regulatory AUM
- $277M
- Headquarters
- New York, NY
- Regulatory AUM
- $237M
- Headquarters
- Naples, FL
- Regulatory AUM
- $203M
- Headquarters
- Green Bay, WI
- Regulatory AUM
- $202M
- Headquarters
- Hunt Valley, MD
- Regulatory AUM
- $163M
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $147M
- Headquarters
- Staten Island, NY
- Regulatory AUM
- $147M
- Headquarters
- Glenview, IL
- Regulatory AUM
- $121M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Hilltop Securities here says only what the filing says, and implies nothing about either firm's service.