Dominion Portfolio Management provides portfolio management for individuals and small businesses.
Dominion Portfolio Management reports 782 clients. They include 756 individual clients and 26 high-net-worth individuals. Of its assets, 100.0% ($277M across 782 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 97% | 68% |
| High-net-worth individuals | 3% | 32% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 756 | $187M | 67.7% | $248K |
| High-net-worth individuals | 26 | $89.6M | 32.3% | $3.45M |
| Total | 782 | $277M | 100% | $354K |
- Clients
- 756
- Regulatory AUM
- $187M
- AUM share
- 67.7%
- Avg. per client
- $248K
- Clients
- 26
- Regulatory AUM
- $89.6M
- AUM share
- 32.3%
- Avg. per client
- $3.45M
Total
- Clients
- 782
- Regulatory AUM
- $277M
- AUM share
- 100%
- Avg. per client
- $354K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Dominion Portfolio Management charges 2.65% a year for its Portfolio management services. The fee is billed in advance and is negotiable.
Fee details and sources
Calton & Associates, Inc. owns 75% or more of Dominion Portfolio Management. The leadership team of Dominion Portfolio Management includes President Derek Jay Calton and Chief Compliance Officer Saad Rahmouni Idrissi. It has 18 employees.
Staff
- 18 employees
- 18 in advisory functions
- 18 state-registered reps
- 18 broker-dealer reps
- 14 insurance agents
- Owns 75% or more of Dominion Portfolio Management, Inc.
Calton & Associates, Inc.
Control person · since July 2023
Dominion Portfolio Management’s regulatory assets grew 1.7× from $159M (July 2021) to $277M (August 2026); clients were 782 in both filings and employees fell from 24 to 18.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $277M | 782 | 18 | 14 |
| May 2025May 2025 | $261M | 616 | 20 | 15 |
| Mar 2024March 2024 | $153M | 950 | 21 | 17 |
| Mar 2023March 2023 | $188M | 922 | 21 | 15 |
| Jul 2022July 2022 | $234M | 921 | 22 | 15 |
| Jul 2021July 2021 | $159M | 788 | 24 | 17 |
Besides its headquarters, Dominion Portfolio Management has 13 offices (6 private residences, listed without an address), with 8 listed addresses across 4 states.
Texas · 5 listed addresses
- 212 South Palestine, Athens
- 951 West Dallas Street, Canton
- 615 SW 8th Avenue, Amarillo
- 150 West Gibson Street, Jasper
- 1509 West Panola, Carthage
Florida · 1 listed address
- 2701 N Rocky Point Drive, Suite 1000, TampaHQ
Missouri · 1 listed address
- 4800 NW 88th Street, Kansas City
Washington · 1 listed address
- 101 S. Wenatchee Avenue, Wenatchee
Other business names
Dominion Portfolio Management has reported 1 other business name to the SEC.
- None
Contact and registration details
- Legal name
- Dominion Portfolio Management, Inc.
- Headquarters
- 2701 N Rocky Point Drive, Suite 1000, Tampa, FL 33607
- Website
- Not reported
- Phone
- 813-264-0440
- SEC file
- 801-115280
- Structure
- Texas corporation
- Fiscal year end
- December
Dominion Portfolio Management’s named custodians for separately managed accounts are Hilltop Securities ($157M, 59%) and Franklin Distributors ($109M, 41%). Dominion Portfolio Management does not have custody of client assets.
- Hilltop SecuritiesHilltop Securities Inc. · Dallas, TX · $157M59%
- Franklin DistributorsFranklin Distributors, LLC · San Mateo, CA · $109M41%
At year end, Dominion Portfolio Management’s separately managed accounts were mostly in funds (65%) and stocks (32%).
What the accounts hold
- Stocks32%
- Funds65%
- Bonds1%
- Cash2%
How many clients does Dominion Portfolio Management have?
Dominion Portfolio Management has 782 clients and manages $277 million for them, as of August 2026. They include 756 individual clients and 26 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026
What services does Dominion Portfolio Management offer?
Dominion Portfolio Management provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Dominion Portfolio Management charge?
Dominion Portfolio Management charges 2.65% a year for its Portfolio management services. The fee is billed in advance and is negotiable.
Source: DOMINION PORTFOLIO MANAGEMENT, INC., filed 31 March 2026
Which custodians does Dominion Portfolio Management use?
Dominion Portfolio Management’s separately managed account assets are held at Hilltop Securities Inc. (Dallas, TX), with $157M and Franklin Distributors, LLC (San Mateo, CA), with $109M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 August 2026
How many financial advisors does Dominion Portfolio Management have?
Dominion Portfolio Management has 18 investment adviser representatives registered with state securities authorities, out of 18 employees, and 18 perform investment advisory functions. 18 employees are registered representatives of a broker-dealer and 14 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Dominion Portfolio Management invest in?
At the end of its last fiscal year, Dominion Portfolio Management’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 2% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Dominion Portfolio Management?
Dominion Portfolio Management’s direct owner is Calton & Associates, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 August 2026
How does Dominion Portfolio Management get paid?
Dominion Portfolio Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Dominion Portfolio Management?
Dominion Portfolio Management’s main office is at 2701 N Rocky Point Drive, Suite 1000, Tampa, FL 33607. Its phone number is 813-264-0440.