{"url":"https://nivawealth.com/firms/dominion-portfolio-management-106918","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106918","regulatoryAum":277125069,"crd":"106918","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6983351","suffix":null,"lastName":"ACOSTA","firstName":"STEPHANIE","middleName":"DIANE"},{"crd":"8227824","suffix":null,"lastName":"Arnett","firstName":"Anthony","middleName":"Dayne"},{"crd":"4495175","suffix":null,"lastName":"ARNETT","firstName":"DARYL","middleName":"ANTHONY"},{"crd":"6322284","suffix":"JR","lastName":"BATISTA","firstName":"REYNALDO","middleName":null},{"crd":"2274165","suffix":null,"lastName":"BOYD","firstName":"JOHN","middleName":"ERNEST"},{"crd":"708049","suffix":null,"lastName":"BRISKIN","firstName":"JOYCE","middleName":"LYNELL"},{"crd":"30834","suffix":null,"lastName":"BRISTER","firstName":"THOMAS","middleName":"STANLEY"},{"crd":"6320510","suffix":null,"lastName":"Clemmons","firstName":"Bryan","middleName":null},{"crd":"2335548","suffix":null,"lastName":"Dollard","firstName":"Theresa","middleName":"A"},{"crd":"8227837","suffix":null,"lastName":"Gal","firstName":"Balint","middleName":"Barnabas"},{"crd":"1992112","suffix":null,"lastName":"HESTER","firstName":"WILLIAM","middleName":"DALE"},{"crd":"2964182","suffix":"JR","lastName":"HUGHES","firstName":"JAMES","middleName":"EDWARD"},{"crd":"6171844","suffix":null,"lastName":"JASON","firstName":"LAUREN","middleName":"HESTER"},{"crd":"4776655","suffix":null,"lastName":"LAWRENCE","firstName":"JOY","middleName":"ELIZABETH"},{"crd":"7298225","suffix":null,"lastName":"MARAGGIA","firstName":"CHARLES","middleName":"EDWARD"},{"crd":"1610065","suffix":null,"lastName":"NIXON","firstName":"DREW","middleName":"ELDRED"},{"crd":"2947453","suffix":null,"lastName":"SMITH","firstName":"RANDALL","middleName":"WARREN"},{"crd":"5893217","suffix":null,"lastName":"ST GEORGE","firstName":"JOSEPH","middleName":"MARINO"},{"crd":"2376757","suffix":null,"lastName":"WERR","firstName":"ROBERT","middleName":"MARTIN"}],"total":19,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-21","regulatoryAum":158584475,"clients":788,"employees":24,"offices":17},{"filedOn":"2022-07-12","regulatoryAum":233522704,"clients":921,"employees":22,"offices":15},{"filedOn":"2023-03-16","regulatoryAum":188055684,"clients":922,"employees":21,"offices":15},{"filedOn":"2024-03-20","regulatoryAum":153005686,"clients":950,"employees":21,"offices":17},{"filedOn":"2025-05-14","regulatoryAum":261299355,"clients":616,"employees":20,"offices":15},{"filedOn":"2026-08-06","regulatoryAum":277125069,"clients":782,"employees":18,"offices":14}],"secFileNumber":"801-115280","legalName":"Dominion Portfolio Management, Inc.","displayName":"Dominion Portfolio Management","slug":"dominion-portfolio-management-106918","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Texas corporation","fiscalYearEnd":"December","headquarters":{"street":"2701 N Rocky Point Drive, Suite 1000","city":"Tampa","state":"FL","stateName":"Florida","country":"United States","postalCode":"33607"},"tradeNames":["None"],"registration":{"secApproved":"13 May 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":354379.8836317136,"staff":{"employees":18,"advisory":18,"brokerDealerReps":18,"insuranceAgents":14,"promoters":0},"aum":{"regulatory":277125069,"discretionary":277125069,"discretionaryAccounts":782,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":756,"regulatoryAum":187483187},{"label":"High-net-worth individuals","clients":26,"regulatoryAum":89641882}],"feePrograms":[{"role":"main","program":"Portfolio management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036938","versionId":1036938,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"DOMINION PORTFOLIO MANAGEMENT, INC.","fee_rate_low":2.65,"fee_rate_high":2.65,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:13:19.19389+00:00","documents":[{"name":"DOMINION PORTFOLIO MANAGEMENT, INC.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036938","versionId":1036938,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Hilltop Securities Inc.","shortName":"Hilltop Securities","location":"Dallas, TX","smaAssets":156621789},{"name":"Franklin Distributors, LLC","shortName":"Franklin Distributors","location":"San Mateo, CA","smaAssets":109177652}],"custodyNote":"Dominion Portfolio Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Derek Jay Calton","title":"Vice President/Director","crd":"1192608"},{"name":"Dwayne Calton","title":"President/Director","crd":"501638"},{"name":"Rameshwar Singh","title":"Director / Secretary /President of Advisory Services","crd":"4660047"},{"name":"Saad Rahmouni Idrissi","title":"Chief Compliance Officer","crd":"4071743"},{"name":"Randall Lee Ciccati","title":"CEO/Director","crd":"1569353"}],"ownership":[{"label":"Calton & Associates, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since July 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":13,"privateResidences":6},"listedOfficeAddresses":8,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2701 N Rocky Point Drive, Suite 1000","city":"Tampa","headquarters":true}]},{"state":"Missouri","offices":1,"addresses":[{"street":"4800 NW 88th Street","city":"Kansas City"}]},{"state":"Texas","offices":5,"addresses":[{"street":"212 South Palestine","city":"Athens"},{"street":"951 West Dallas Street","city":"Canton"},{"street":"615 SW 8th Avenue","city":"Amarillo"},{"street":"150 West Gibson Street","city":"Jasper"},{"street":"1509 West Panola","city":"Carthage"}]},{"state":"Washington","offices":1,"addresses":[{"street":"101 S. Wenatchee Avenue","city":"Wenatchee"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"813-264-0440","stateRegisteredReps":18,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":32},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":65},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"6 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106918/PDF/106918.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036938","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dominion Portfolio Management have?","answer":"Dominion Portfolio Management has 782 clients and manages $277 million for them, as of August 2026. They include 756 individual clients and 26 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dominion Portfolio Management offer?","answer":"Dominion Portfolio Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Dominion Portfolio Management charge?","answer":"Dominion Portfolio Management charges 2.65% a year for its Portfolio management services. The fee is billed in advance and is negotiable.","source":"DOMINION PORTFOLIO MANAGEMENT, INC., filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Dominion Portfolio Management use?","answer":"Dominion Portfolio Management’s separately managed account assets are held at Hilltop Securities Inc. (Dallas, TX), with $157M and Franklin Distributors, LLC (San Mateo, CA), with $109M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dominion Portfolio Management have?","answer":"Dominion Portfolio Management has 18 investment adviser representatives registered with state securities authorities, out of 18 employees, and 18 perform investment advisory functions. 18 employees are registered representatives of a broker-dealer and 14 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dominion Portfolio Management invest in?","answer":"At the end of its last fiscal year, Dominion Portfolio Management’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 2% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dominion Portfolio Management?","answer":"Dominion Portfolio Management’s direct owner is Calton & Associates, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dominion Portfolio Management get paid?","answer":"Dominion Portfolio Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dominion Portfolio Management?","answer":"Dominion Portfolio Management’s main office is at 2701 N Rocky Point Drive, Suite 1000, Tampa, FL 33607. Its phone number is 813-264-0440.","source":"Form ADV Part 1A, Item 1.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}