Rossby Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars. Financial planning was provided to 251–500 clients last fiscal year.
Rossby Financial reports 3,910 clients. They include 3,659 individual clients, 238 high-net-worth individuals, and 11 pension and profit-sharing plans. Of its assets, 98.8% ($844M across 3,893 accounts) are managed with discretion; $10.5M across 17 accounts are not. A wrap fee program the firm both sponsors and manages holds $844M. It advised 70 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 94% | 80% |
| High-net-worth individuals | 6% | 19% |
| Pension and profit-sharing plans | <1% | 1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,659 | $684M | 80.0% | $187K |
| High-net-worth individuals | 238 | $161M | 18.9% | $677K |
| Pension and profit-sharing plans | 11 | $9.18M | 1.1% | $835K |
| Corporations and other businesses | Fewer than 5 | $188K | 0.0% | $94.1K |
| Total | 3,910 | $855M | 100% | — |
- Clients
- 3,659
- Regulatory AUM
- $684M
- AUM share
- 80.0%
- Avg. per client
- $187K
- Clients
- 238
- Regulatory AUM
- $161M
- AUM share
- 18.9%
- Avg. per client
- $677K
- Clients
- 11
- Regulatory AUM
- $9.18M
- AUM share
- 1.1%
- Avg. per client
- $835K
- Clients
- Fewer than 5
- Regulatory AUM
- $188K
- AUM share
- 0.0%
- Avg. per client
- $94.1K
Total
- Clients
- 3,910
- Regulatory AUM
- $855M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 70
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Rossby Financial charges up to 2.50% a year for its Asset Management Services. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are a fixed fee of $200 to $50,000, up to 2% of net worth or assets, or $100 to $1,000 an hour, negotiable.
Andrew Evans owns 50% to 75% of Rossby Financial. It has 7 employees, 2 of them in advisory roles.
Leadership
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember
Investment adviser representatives
31 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 broker-dealer rep
- 1 insurance agent
- Owns 50% to 75% of Rossby Financial, LLC
Andrew Evans
Control person · since December 2022
- Owns 25% to 50% of Rossby Financial, LLC
Christopher Marsico
Control person · since June 2023
Rossby Financial’s regulatory assets grew Infinity× from $0 (June 2023) to $855M (July 2026); employees rose from 2 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $855M | 3,910 | 7 | 19 |
| Jul 2025July 2025 | $359M | 804 | 4 | 11 |
| Jun 2024June 2024 | $107M | 332 | 8 | 4 |
| Jun 2023June 2023 | $0 | 0 | 2 | 1 |
Besides its headquarters, Rossby Financial has 18 offices (1 private residence, listed without an address), with 18 listed addresses across 14 states.
Florida · 3 listed addresses
- 2412 Irwin Street, MelbourneHQ
- 5049 Ortega Forest DR., Jacksonville
- 1979, 2338 S 8th St, Fernandia Beach
Maryland · 2 listed addresses
- 9701 Apollo Drive, Upper Marlboro
- 1100 Wayne Avenue, Silver Spring
Texas · 2 listed addresses
- 1873 Round Rock St, Friendswood
- 25511 Budde RD, Woodlands
Alaska · 1 listed address
- 911 West 8th Avenue, Anchorage
California · 1 listed address
- 1733 Calavo CT, Carlsbad
Georgia · 1 listed address
- 3540 Wheeler RD, Augusta
Indiana · 1 listed address
- 912 Michigan Ave, Brighton
Iowa · 1 listed address
- 923 Broad St, Grinnell
Louisiana · 1 listed address
- 6073 Louisville Street, New Orleans
North Carolina · 1 listed address
- 4614 Carlton Crossing DR, Durham
Ohio · 1 listed address
- 1250 Chambers Road, Columbus
Pennsylvania · 1 listed address
- 1018 Pittsburgh RD, Valencia
Vermont · 1 listed address
- 9 Cliff St., Orleans
Wisconsin · 1 listed address
- 15730 W. National Ave, New Berlin
Other business names
Rossby Financial has reported 19 other business names to the SEC.
- Ap Capital Advisory LLC
- Evie Financial
- Financial Strategies of Amelia
- Life Strategies Financial Partners
- Lyon Financial Services
- Marsico Wealth Management, LLC
- Oak Stream Investment Advisors
- Oleada Financial
- Osborn Wealth Management
- Praire Oak Wealth
- Randolph Martin Retirement Group
- Red Oak Advisors
Show all 19 names
- Reymar Wealth Management
- Rossby Wealth, LLC
- Sequence Asset Management
- The Alan R Joyce Company LLC
- Toler Financial Group
- Trucess
- Windward Financial Strategies
Contact and registration details
- Legal name
- Rossby Financial, LLC
- Headquarters
- 2412 Irwin Street, Melbourne, FL 32901
- Website
- Not reported
- Phone
- 321-209-0111
- SEC file
- 801-127370
- Structure
- Delaware LLC
- Fiscal year end
- December
Rossby Financial does not have custody of client assets.
At year end, Rossby Financial’s separately managed accounts were mostly in funds (64%) and stocks (23%). Its reported 13F holdings for the quarter ended 30 June 2026 total $547M across 2,144 positions; the largest are Morgan Stanley ETF Trust (6.1%), Morgan Stanley ETF Trust (4.2%) and iShares TR (2.3%).
What the accounts hold
- Stocks23%
- Funds64%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash6%
- Other5%
- Annuities, reit5%
Reported 13F holdings
- $547M
- Reported 13F value
- 2,144
- Positions
- 24.9%
- In the 10 largest
- +11.8%
- Value vs. prior quarter
- Morgan Stanley ETF Trust · Calve Index ETF6.1%
- Morgan Stanley ETF Trust · Calvert US Larcp4.2%
- iShares TR · Rusel 2500 ETF2.3%
- EA Series Trust · Freedom 100 EM2.3%
- Schwab Strategic TR · US Lcap GR ETF2.1%
- Nvidia Corporation1.9%
- Apple Inc.1.8%
- State Str SPDR S&P 500 ETF T · TR Unit1.6%
- Vanguard Index Fds · S&P 500 ETF Shs1.5%
- iShares TR · Esg Awr US Agrgt1.3%
Together, the ten largest are 24.9% of reported value.
How many clients does Rossby Financial have?
Rossby Financial has 3,910 clients and manages $855 million for them, as of July 2026. They include 3,659 individual clients, 238 high-net-worth individuals, and 11 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026
What services does Rossby Financial offer?
Rossby Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Rossby Financial charge?
Rossby Financial charges up to 2.50% a year for its Asset Management Services. The fee is billed in advance or in arrears and is negotiable.
How many financial advisors does Rossby Financial have?
Rossby Financial has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Rossby Financial invest in?
At the end of its last fiscal year, Rossby Financial’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 23% exchange-traded equities, 6% cash and equivalents, 5% other, 1% U.S. government and agency bonds and 1% state and local bonds. The 5% other category is described as: Annuities, Reit.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Rossby Financial?
Rossby Financial’s direct owners are Andrew Evans (50% to 75%) and Christopher Marsico (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026
How does Rossby Financial get paid?
Rossby Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Rossby Financial?
Rossby Financial’s main office is at 2412 Irwin Street, Melbourne, FL 32901. Its phone number is 321-209-0111.