Andrew Evans has been CEO of Rossby Financial since December 2022, is a control person of the firm and directly owns between 50% and 75% of it.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
Andrew Evans’ longest registration was 10 years at Cambridge Investment Research Advisors, Inc. (2012–2023). Before joining Rossby Financial in 2023, Andrew Evans was registered through Cambridge Investment Research Advisors, Inc. and Waddell & Reed, Inc.
- Cambridge Investment Research Advisors, Inc.– · 10 yearsMelbourne, FL · Adviser representative · Firm CRD 134139
- Waddell & Reed, Inc.– · 1 yearMonroeville, PA · Adviser representative · Firm CRD 866
- Cambridge Investment Research Advisors, Inc.– · 1 yearPittsburgh, PA · Adviser representative · Firm CRD 134139
- Charles Schwab & Co., Inc.– · 1 yearPittsburgh, PA · Adviser representative · Firm CRD 5393
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearPittsburgh, PA · Adviser representative · Firm CRD 7691
- Raymond James & Associates, Inc.– · under a yearSarasota, FL · Adviser representative · Firm CRD 705
Investment adviser representative registrations
Andrew Evans is registered as an investment adviser representative in Florida, since March 2023.
- FloridaSince 13 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 82TO | Limited Representative-Private Securities Offerings | 1 March 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 31 July 2009 |
| Series 31 | Futures Managed Funds Examination | 19 May 2006 |
| Series 66 | Uniform Combined State Law Examination | 9 July 2004 |
| Series 7 | General Securities Representative Examination | 13 May 2004 |
- Name
- Limited Representative-Private Securities Offerings
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew John Evans
- CRD
- 4779446
- Firm
- Rossby Financial · CRD 324631
- Role
- CEO
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Evans work?
Andrew Evans has been CEO of Rossby Financial, LLC since December 2022, and is a control person of the firm.
Is Andrew Evans a financial advisor?
Yes. Andrew Evans has a current investment-adviser registration in Florida, through Rossby Financial since March 2023.
How many years of experience does Andrew Evans have?
Andrew Evans has 22 years in the financial industry, since October 2004, across 6 adviser firms.
What exams has Andrew Evans passed?
Andrew Evans has passed 5 licensing exams: the Series 7, Series 66, Series 31, Series 24 and Series 82TO. The earliest, the Series 7, was passed in May 2004. FINRA credited Andrew Evans with the SIE, which began in October 2018.
Where did Andrew Evans work before Rossby Financial?
Before Rossby Financial, Andrew Evans was registered through Cambridge Investment Research Advisors, Inc., August 2012 to March 2023; Waddell & Reed, Inc., January 2011 to August 2012; Cambridge Investment Research Advisors, Inc., May 2009 to December 2010; Charles Schwab & Co., Inc., April 2007 to March 2009; Merrill Lynch Pierce Fenner & Smith Inc., April 2006 to April 2007; Raymond James & Associates, Inc., April 2005 to January 2006.
Is Andrew Evans registered with FINRA?
Yes. Andrew Evans has a current broker registration, under CRD 4779446.
Source: FINRA BrokerCheck
How can I verify Andrew Evans’ record?
Search CRD 4779446 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Evans’ full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Christopher MarsicoMember