Kelly Renner has been Employee Ownership - Class B Shares of Rossby Financial since December 2023, is not listed as a control person, but directly owns under 5% of the firm.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
Kelly Renner’s longest registration was 8 years at H.D. Vest Advisory Services, Inc (2007–2016). Before joining Rossby Financial in 2023, Kelly Renner was registered through Cambridge Investment Research Advisors, Inc. and H.D. Vest Advisory Services, Inc.
- Rossby Financial, LLCCurrent– present · 2 yearsAugusta, GA · Adviser representative · Firm CRD 324631
- Cambridge Investment Research Advisors, Inc.– · 7 yearsAugusta, GA · Adviser representative · Firm CRD 134139
- H.D. Vest Advisory Services, Inc– · 8 yearsPerrysburg, OH · Adviser representative · Firm CRD 104556
Investment adviser representative registrations
Kelly Renner is registered as an investment adviser representative in 4 states. The first approvals date from December 2023; the most recent is Florida, in January 2024.
- FloridaSince 25 January 2024
- GeorgiaSince 6 December 2023
- MichiganSince 5 December 2023
- TexasSince 5 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 April 2007 |
| Series 7 | General Securities Representative Examination | 15 January 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 May 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 March 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Kelly T Renner
- CRD
- 4496278
- Firm
- Rossby Financial · CRD 324631
- Role
- Employee Ownership - Class B Shares
- Office
- 3540 Wheeler Road, Suite 304, Augusta, GA 30909
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Kelly Renner work?
Kelly Renner has been Employee Ownership - Class B Shares of Rossby Financial, LLC since December 2023.
Is Kelly Renner a financial advisor?
Yes. Kelly Renner has a current investment-adviser registration in Florida, Georgia, Michigan and Texas, through Rossby Financial since December 2023.
How many years of experience does Kelly Renner have?
Kelly Renner has 23 years in the financial industry, since January 2003, across 3 adviser firms.
What exams has Kelly Renner passed?
Kelly Renner has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in March 2002. FINRA credited Kelly Renner with the SIE, which began in October 2018.
Where did Kelly Renner work before Rossby Financial?
Before Rossby Financial, Kelly Renner was registered through H.D. Vest Advisory Services, Inc, April 2007 to February 2016.
Where is Kelly Renner based?
Kelly Renner’s registered office is in Augusta, GA.
Is Kelly Renner registered with FINRA?
No. Kelly Renner has no current broker registration.
How can I verify Kelly Renner’s record?
Search CRD 4496278 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kelly Renner’s full registration record.