Marissa Harris has been CCO of Rossby Financial since March 2026, is a control person of the firm and directly owns under 5% of it.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
- Rossby Financial, LLCCurrent– present · under a yearCharlotte, NC · Adviser representative · Firm CRD 324631
Investment adviser representative registrations
Marissa Harris is registered as an investment adviser representative in North Carolina, since April 2026.
- North CarolinaSince 17 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 April 2026 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 19 December 2016 |
| Series 4 | Registered Options Principal Examination | 25 May 2011 |
| Series 24 | General Securities Principal Examination | 3 August 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 July 2006 |
| Series 7 | General Securities Representative Examination | 10 July 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5120745
- Firm
- Rossby Financial · CRD 324631
- Role
- CCO
- Office
- Charlotte, NC
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Marissa Harris work?
Marissa Harris has been CCO of Rossby Financial, LLC since March 2026, and is a control person of the firm.
Is Marissa Harris a financial advisor?
Yes. Marissa Harris has a current investment-adviser registration in North Carolina, through Rossby Financial since April 2026.
How many years of experience does Marissa Harris have?
Marissa Harris has 17 years in the financial industry, since May 2009, across 1 adviser firm.
What exams has Marissa Harris passed?
Marissa Harris has passed 8 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 53, Series 99TO, Series 52TO and Series 65. The earliest, the Series 7, was passed in July 2006. FINRA credited Marissa Harris with the SIE, which began in October 2018.
Where is Marissa Harris based?
Marissa Harris’ registered office is in Charlotte, NC.
Is Marissa Harris registered with FINRA?
Yes. Marissa Harris has a current broker registration, under CRD 5120745.
Source: FINRA BrokerCheck
How can I verify Marissa Harris’ record?
Search CRD 5120745 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Marissa Harris’ full registration record.
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember