Christopher Marsico has held the title Member at Rossby Financial since June 2023, is a control person of the firm and directly owns between 25% and 50% of it.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
Christopher Marsico’s longest registration was 10 years at Cambridge Investment Research Advisors, Inc. (2013–2023). Before joining Rossby Financial in 2023, Christopher Marsico was registered through Cambridge Investment Research Advisors, Inc. and Wall Street Financial Group, Inc.
- Rossby Financial, LLCCurrent– present · 3 yearsValencia, PA · Adviser representative · Firm CRD 324631
- Cambridge Investment Research Advisors, Inc.– · 10 yearsValencia, PA · Adviser representative · Firm CRD 134139
- Wall Street Financial Group, Inc– · under a yearValencia, PA · Adviser representative · Firm CRD 35830
Investment adviser representative registrations
Christopher Marsico is registered as an investment adviser representative in 2 states. The first approvals date from March 2023; the most recent is Florida, in June 2023.
- FloridaSince 26 June 2023
- PennsylvaniaSince 31 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 February 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 January 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 February 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 October 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Joseph Marsico
- CRD
- 2933237
- Firm
- Rossby Financial · CRD 324631
- Role
- Member
- Office
- 1018 Pittsburgh Road, Valencia, PA 16059
- Registration
- Investment adviser registration
- In the industry since
- October 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Marsico work?
Christopher Marsico has held the title Member at Rossby Financial, LLC since June 2023, and is a control person of the firm.
Is Christopher Marsico a financial advisor?
Yes. Christopher Marsico has a current investment-adviser registration in Florida and Pennsylvania, through Rossby Financial since March 2023.
How many years of experience does Christopher Marsico have?
Christopher Marsico has 20 years in the financial industry, since October 2006, across 3 adviser firms.
What exams has Christopher Marsico passed?
Christopher Marsico has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in October 2006. FINRA credited Christopher Marsico with the SIE, which began in October 2018.
Where did Christopher Marsico work before Rossby Financial?
Before Rossby Financial, Christopher Marsico was registered through Cambridge Investment Research Advisors, Inc., February 2013 to March 2023; Wall Street Financial Group, Inc, January 2013 to February 2013.
Where is Christopher Marsico based?
Christopher Marsico’s registered office is in Valencia, PA.
Is Christopher Marsico registered with FINRA?
No. Christopher Marsico has no current broker registration.
How can I verify Christopher Marsico’s record?
Search CRD 2933237 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Marsico’s full registration record.