Michael Martin has been an investment adviser representative at Rossby Financial since July 2024, and is not listed among the firm’s executive officers or direct owners.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
Michael Martin’s longest registration was 14 years at Cambridge Investment Research Advisors, Inc. (2010–2024). Before joining Rossby Financial in 2024, Michael Martin was registered through Cambridge Investment Research Advisors, Inc. and Independent Advisers Group Corp.
- Rossby Financial, LLCCurrent– present · 2 yearsWorthington, OH · Adviser representative · Firm CRD 324631
- Cambridge Investment Research Advisors, Inc.– · 14 yearsColumbus, OH · Adviser representative · Firm CRD 134139
- Independent Advisers Group Corp– · 4 yearsColumbus, OH · Adviser representative · Firm CRD 106684
- Lincoln Financial Securities Corporation– · 5 yearsColumbus, OH · Adviser representative · Firm CRD 3870
Investment adviser representative registrations
Michael Martin is registered as an investment adviser representative in 2 states. Each was approved in July 2024.
- FloridaSince 31 July 2024
- OhioSince 1 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 6 January 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Todd Martin
- CRD
- 2457864
- Firm
- Rossby Financial · CRD 324631
- Office
- 7100 N. High Street, Suite 305, Worthington, OH 43085
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Martin work?
Michael Martin is an investment adviser representative registered through Rossby Financial, LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Michael Martin a financial advisor?
Yes. Michael Martin has a current investment-adviser registration in Florida and Ohio, through Rossby Financial since July 2024.
How many years of experience does Michael Martin have?
Michael Martin has 23 years in the financial industry, since January 2003, across 4 adviser firms.
What exams has Michael Martin passed?
Michael Martin passed the Series 7 in January 2003. FINRA credited Michael Martin with the SIE, which began in October 2018.
Where did Michael Martin work before Rossby Financial?
Before Rossby Financial, Michael Martin was registered through Independent Advisers Group Corp, June 2005 to June 2010; Lincoln Financial Securities Corporation, June 2005 to June 2010.
Where is Michael Martin based?
Michael Martin’s registered office is in Worthington, OH.
Is Michael Martin registered with FINRA?
No. Michael Martin has no current broker registration.
How can I verify Michael Martin’s record?
Search CRD 2457864 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Martin’s full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember