Brandon Clark has been an investment adviser representative at Rossby Financial since August 2024, and is not listed among the firm’s executive officers or direct owners.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
Brandon Clark’s longest registration is the current one, 2 years at Rossby Financial since 2024. Before joining Rossby Financial in 2024, Brandon Clark was registered through Cambridge Investment Research Advisors, Inc. and Ameriprise Financial Services, LLC.
- Cambridge Investment Research Advisors, Inc.– · 2 yearsSilver Spring, MD · Adviser representative · Firm CRD 134139
- Ameriprise Financial Services, LLC– · 1 yearWashington, DC · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Brandon Clark is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from August 2024; the most recent is Maine, in September 2025.
- District of ColumbiaSince 27 August 2024
- MaineSince 4 September 2025
- MarylandSince 16 August 2024
- TexasResidentSince 19 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 December 2017 |
| Series 7 | General Securities Representative Examination | 15 August 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6718148
- Firm
- Rossby Financial · CRD 324631
- Registration
- Investment adviser registration
- In the industry since
- April 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Brandon Clark work?
Brandon Clark is an investment adviser representative registered through Rossby Financial, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Brandon Clark a financial advisor?
Yes. Brandon Clark has a current investment-adviser registration in District of Columbia, Maine, Maryland and Texas, through Rossby Financial since August 2024.
How many years of experience does Brandon Clark have?
Brandon Clark has 8 years in the financial industry, since April 2018, across 3 adviser firms.
What exams has Brandon Clark passed?
Brandon Clark has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2017. FINRA credited Brandon Clark with the SIE, which began in October 2018.
Where did Brandon Clark work before Rossby Financial?
Before Rossby Financial, Brandon Clark was registered through Ameriprise Financial Services, LLC, December 2019 to October 2021.
Is Brandon Clark registered with FINRA?
No. Brandon Clark has no current broker registration.
How can I verify Brandon Clark’s record?
Search CRD 6718148 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brandon Clark’s full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember