Alan Joyce has been an investment adviser representative at Rossby Financial since May 2025, and is not listed among the firm’s executive officers or direct owners.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
Alan Joyce’s longest registration was 20 years at Raymond James & Associates, Inc. (2003–2024). Before joining Rossby Financial in 2025, Alan Joyce was registered through Coral Reef Advisors LLC and Raymond James & Associates, Inc.
- Rossby Financial, LLCCurrent– present · 1 yearJacksonville, FL · Adviser representative · Firm CRD 324631
- Coral Reef Advisors LLC– · under a yearPonte Vedra Beach, FL · Adviser representative · Firm CRD 328929
- Raymond James & Associates, Inc.– · 20 yearsJacksonville, FL · Adviser representative · Firm CRD 705
- Deutsche Bank Securities Inc.– · under a yearAtlanta, GA · Adviser representative · Firm CRD 2525
Investment adviser representative registrations
Alan Joyce is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2025; the most recent is Florida, in June 2025.
- FloridaSince 6 June 2025
- TexasResidentSince 16 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 October 1995 |
| Series 53 | Municipal Securities Principal Examination | 30 June 1995 |
| Series 24 | General Securities Principal Examination | 22 March 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 August 1987 |
| Series 7 | General Securities Representative Examination | 18 July 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alan Richard Joyce
- CRD
- 1683601
- Firm
- Rossby Financial · CRD 324631
- Office
- Jacksonville, FL
- Registration
- Investment adviser registration
- In the industry since
- June 1989
- Disciplinary history
- Not yet shown here · SEC record
Where does Alan Joyce work?
Alan Joyce is an investment adviser representative registered through Rossby Financial, LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Alan Joyce a financial advisor?
Yes. Alan Joyce has a current investment-adviser registration in Florida and Texas, through Rossby Financial since May 2025.
How many years of experience does Alan Joyce have?
Alan Joyce has 37 years in the financial industry, since June 1989, across 4 adviser firms.
What exams has Alan Joyce passed?
Alan Joyce has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 53 and Series 65. The earliest, the Series 7, was passed in July 1987. FINRA credited Alan Joyce with the SIE, which began in October 2018.
Where did Alan Joyce work before Rossby Financial?
Before Rossby Financial, Alan Joyce was registered through Raymond James & Associates, Inc., November 2003 to March 2024; Deutsche Bank Securities Inc., July 2002 to December 2002.
Where is Alan Joyce based?
Alan Joyce’s registered office is in Jacksonville, FL.
Is Alan Joyce registered with FINRA?
No. Alan Joyce has no current broker registration.
How can I verify Alan Joyce’s record?
Search CRD 1683601 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alan Joyce’s full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember