Lesley Degenhart has been an investment adviser representative at Rossby Financial since September 2026, and is not listed among the firm’s executive officers or direct owners.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
Lesley Degenhart’s longest registration was 7 years at Ameriprise Financial Services, LLC (2015–2022). Before joining Rossby Financial in 2026, Lesley Degenhart was registered through Newedge Advisors and Ameriprise Financial Services, LLC.
- Rossby Financial, LLCCurrent– present · under a yearJupiter, FL · Adviser representative · Firm CRD 324631
- Newedge Advisors– · 4 yearsJupiter, FL · Adviser representative · Firm CRD 171351
- Ameriprise Financial Services, LLC– · 7 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 6363
- Wells Fargo Advisors, LLC– · 5 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Lesley Degenhart is registered as an investment adviser representative in Florida, since September 2026.
- FloridaSince 8 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 4 August 2011 |
| Series 66 | Uniform Combined State Law Examination | 5 March 2009 |
| Series 7 | General Securities Representative Examination | 24 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Lesley Kay Degenhart
- CRD
- 5284549
- Firm
- Rossby Financial · CRD 324631
- Office
- 601 Heritage Dr. , Suite 214, Jupiter, FL 33458
- Registration
- Investment adviser registration
- In the industry since
- November 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Lesley Degenhart work?
Lesley Degenhart is an investment adviser representative registered through Rossby Financial, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Lesley Degenhart a financial advisor?
Yes. Lesley Degenhart has a current investment-adviser registration in Florida, through Rossby Financial since September 2026.
How many years of experience does Lesley Degenhart have?
Lesley Degenhart has 18 years in the financial industry, since November 2007, across 4 adviser firms.
What exams has Lesley Degenhart passed?
Lesley Degenhart has passed 3 licensing exams: the Series 7, Series 66 and Series 9. The earliest, the Series 7, was passed in October 2007. FINRA credited Lesley Degenhart with the SIE, which began in October 2018.
Where did Lesley Degenhart work before Rossby Financial?
Before Rossby Financial, Lesley Degenhart was registered through Newedge Advisors, June 2022 to August 2026; Ameriprise Financial Services, LLC, March 2015 to June 2022; Wells Fargo Advisors, LLC, March 2009 to February 2015.
Where is Lesley Degenhart based?
Lesley Degenhart’s registered office is in Jupiter, FL.
Is Lesley Degenhart registered with FINRA?
No. Lesley Degenhart has no current broker registration.
How can I verify Lesley Degenhart’s record?
Search CRD 5284549 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lesley Degenhart’s full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember