John Rojas has been an investment adviser representative at Rossby Financial since September 2026, and is not listed among the firm’s executive officers or direct owners.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
John Rojas’ longest registration was 7 years at Ameriprise Financial Services, LLC (2015–2022). Before joining Rossby Financial in 2026, John Rojas was registered through Newedge Advisors and Ameriprise Financial Services, LLC.
- Rossby Financial, LLCCurrent– present · under a yearJupiter, FL · Adviser representative · Firm CRD 324631
- Newedge Advisors– · 4 yearsJupiter, FL · Adviser representative · Firm CRD 171351
- Ameriprise Financial Services, LLC– · 7 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 6363
- Wells Fargo Advisors, LLC– · 7 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 4 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 4
Investment adviser representative registrations
John Rojas is registered as an investment adviser representative in Florida, since September 2026.
- FloridaSince 8 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 March 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 September 1997 |
| Series 7 | General Securities Representative Examination | 27 February 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Anthony Rojas
- CRD
- 2860195
- Firm
- Rossby Financial · CRD 324631
- Office
- 601 Heritage Drive, Suite 214, Jupiter, FL 33458
- Registration
- Investment adviser registration
- In the industry since
- March 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does John Rojas work?
John Rojas is an investment adviser representative registered through Rossby Financial, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is John Rojas a financial advisor?
Yes. John Rojas has a current investment-adviser registration in Florida, through Rossby Financial since September 2026.
How many years of experience does John Rojas have?
John Rojas has 29 years in the financial industry, since March 1997, across 5 adviser firms.
What exams has John Rojas passed?
John Rojas has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in February 1997. FINRA credited John Rojas with the SIE, which began in October 2018.
Where did John Rojas work before Rossby Financial?
Before Rossby Financial, John Rojas was registered through Newedge Advisors, June 2022 to August 2026; Ameriprise Financial Services, LLC, February 2015 to June 2022; Wells Fargo Advisors, LLC, January 2008 to February 2015; A. G. Edwards & Sons, Inc., July 2003 to January 2008.
Where is John Rojas based?
John Rojas’ registered office is in Jupiter, FL.
Is John Rojas registered with FINRA?
No. John Rojas has no current broker registration.
How can I verify John Rojas’ record?
Search CRD 2860195 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Rojas’ full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember