David Osborn has been an investment adviser representative at Rossby Financial since September 2025, and is not listed among the firm’s executive officers or direct owners.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
David Osborn’s longest registration was 16 years at Osborn Wealth Management (2009–2026). Before joining Rossby Financial in 2025, David Osborn was registered through Osborn Wealth Management.
- Rossby Financial, LLCCurrent– present · 1 yearLaPorte, IN · Adviser representative · Firm CRD 324631
- Osborn Wealth Management– · 16 yearsLaporte, IN · Adviser representative · Firm CRD 151446
Investment adviser representative registrations
David Osborn is registered as an investment adviser representative in 2 states. The first approvals date from September 2025; the most recent is Michigan, in May 2026.
- IndianaSince 15 September 2025
- MichiganSince 27 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 5 April 1991 |
| Series 22 | Direct Participation Programs Representative Examination | 21 January 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 June 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 June 1986 |
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Drummond Osborn
- CRD
- 1502594
- Firm
- Rossby Financial · CRD 324631
- Office
- 912 Michigan Ave., LaPorte, IN 46350
- Registration
- Investment adviser registration
- In the industry since
- September 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does David Osborn work?
David Osborn is an investment adviser representative registered through Rossby Financial, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is David Osborn a financial advisor?
Yes. David Osborn has a current investment-adviser registration in Indiana and Michigan, through Rossby Financial since September 2025.
How many years of experience does David Osborn have?
David Osborn has 17 years in the financial industry, since September 2009, across 2 adviser firms.
What exams has David Osborn passed?
David Osborn has passed 4 licensing exams: the Series 6, Series 63, Series 22 and Series 7. The earliest, the Series 6, was passed in June 1986.
Where is David Osborn based?
David Osborn’s registered office is in LaPorte, IN.
Is David Osborn registered with FINRA?
No. David Osborn has no current broker registration.
How can I verify David Osborn’s record?
Search CRD 1502594 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Osborn’s full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember