Briana D'Esposito has been an investment adviser representative at Rossby Financial since January 2024, and is not listed among the firm’s executive officers or direct owners.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
- Rossby Financial, LLCCurrent– present · 2 yearsCarlsbad, CA · Adviser representative · Firm CRD 324631
Investment adviser representative registrations
Briana D'Esposito is registered as an investment adviser representative in California, since January 2024.
- CaliforniaSince 11 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 December 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 June 2021 |
| Series 7TO | General Securities Representative Examination | 6 May 2021 |
| SIE | Securities Industry Essentials Examination | 23 November 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Briana Olivia D'Esposito
- CRD
- 7231539
- Firm
- Rossby Financial · CRD 324631
- Office
- Carlsbad, CA
- Registration
- Investment adviser registration
- In the industry since
- May 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Briana D'Esposito work?
Briana D'Esposito is an investment adviser representative registered through Rossby Financial, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Briana D'Esposito a financial advisor?
Yes. Briana D'Esposito has a current investment-adviser registration in California, through Rossby Financial since January 2024.
How many years of experience does Briana D'Esposito have?
Briana D'Esposito has 5 years in the financial industry, since May 2021, across 1 adviser firm.
What exams has Briana D'Esposito passed?
Briana D'Esposito has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 66. The earliest, the SIE, was passed in November 2020.
Where is Briana D'Esposito based?
Briana D'Esposito’s registered office is in Carlsbad, CA.
Is Briana D'Esposito registered with FINRA?
No. Briana D'Esposito has no current broker registration.
How can I verify Briana D'Esposito’s record?
Search CRD 7231539 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Briana D'Esposito’s full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember