Randolph Martin has been an investment adviser representative at Rossby Financial since July 2024, and is not listed among the firm’s executive officers or direct owners.
Rossby Financial, LLC is a Melbourne, FL firm with $855M under management, 3,910 clients and 2 advisers across 19 offices, as of its July 2026 filing.
Randolph Martin’s longest registration was 14 years at Cambridge Investment Research Advisors, Inc. (2010–2024). Before joining Rossby Financial in 2024, Randolph Martin was registered through Cambridge Investment Research Advisors, Inc. and Lincoln Financial Securities Corporation.
- Rossby Financial, LLCCurrent– present · 2 yearsWorthington, OH · Adviser representative · Firm CRD 324631
- Cambridge Investment Research Advisors, Inc.– · 14 yearsColumbus, OH · Adviser representative · Firm CRD 134139
- Lincoln Financial Securities Corporation– · 3 yearsColumbus, OH · Adviser representative · Firm CRD 3870
- Independent Advisers Group Corp– · 10 yearsColumbus, OH · Adviser representative · Firm CRD 106684
Investment adviser representative registrations
Randolph Martin is registered as an investment adviser representative in 2 states. Each was approved in July 2024.
- FloridaSince 31 July 2024
- OhioSince 2 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| Series 22TO | Direct Participation Programs Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 October 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 September 1997 |
| Series 7 | General Securities Representative Examination | 10 May 1994 |
| Series 1 | Registered Representative Examination | 22 March 1979 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Registered Representative Examination
- Full name
- Randolph Michael Martin
- CRD
- 864050
- Firm
- Rossby Financial · CRD 324631
- Office
- 7100 N. High Street, Suite 305, Worthington, OH 43085
- Registration
- Investment adviser registration
- In the industry since
- March 1979
- Disciplinary history
- Not yet shown here · SEC record
Where does Randolph Martin work?
Randolph Martin is an investment adviser representative registered through Rossby Financial, LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Randolph Martin a financial advisor?
Yes. Randolph Martin has a current investment-adviser registration in Florida and Ohio, through Rossby Financial since July 2024.
How many years of experience does Randolph Martin have?
Randolph Martin has 47 years in the financial industry, since March 1979, across 4 adviser firms.
What exams has Randolph Martin passed?
Randolph Martin has passed 6 licensing exams: the Series 1, Series 7, Series 63, Series 24, Series 6TO and Series 22TO. The earliest, the Series 1, was passed in March 1979. FINRA credited Randolph Martin with the SIE, which began in October 2018.
Where did Randolph Martin work before Rossby Financial?
Before Rossby Financial, Randolph Martin was registered through Lincoln Financial Securities Corporation, December 2006 to June 2010; Independent Advisers Group Corp, October 1999 to June 2010.
Where is Randolph Martin based?
Randolph Martin’s registered office is in Worthington, OH.
Is Randolph Martin registered with FINRA?
No. Randolph Martin has no current broker registration.
How can I verify Randolph Martin’s record?
Search CRD 864050 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randolph Martin’s full registration record.
- Marissa HarrisCCO
- Melissa ReaktenwaltEmployee Ownership - Class A and B Shares
- Kelly RennerEmployee Ownership - Class B Shares
- Jason RennerEmployee Ownership - Class B Shares
- Jennifer SzeklinskiEmployee Ownership - Class A and B Shares
- Frances TolerEmployee Ownership - Class B Shares
- Andrew EvansCEO
- Christopher MarsicoMember