Lebenthal Global Advisors provides portfolio management for individuals and small businesses and pension consulting.
Lebenthal Global Advisors reports 2,465 clients. They include 2,165 individual clients, 220 high-net-worth individuals, and 80 pension and profit-sharing plans. Of its assets, 97.6% ($949M across 3,527 accounts) are managed with discretion; $23.1M across 19 accounts are not. A wrap fee program the firm both sponsors and manages holds $911M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 40% |
| High-net-worth individuals | 9% | 49% |
| Pension and profit-sharing plans | 3% | 11% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,165 | $385M | 39.7% | $178K |
| High-net-worth individuals | 220 | $478M | 49.2% | $2.17M |
| Pension and profit-sharing plans | 80 | $108M | 11.1% | $1.35M |
| Total | 2,465 | $972M | 100% | $394K |
- Clients
- 2,165
- Regulatory AUM
- $385M
- AUM share
- 39.7%
- Avg. per client
- $178K
- Clients
- 220
- Regulatory AUM
- $478M
- AUM share
- 49.2%
- Avg. per client
- $2.17M
- Clients
- 80
- Regulatory AUM
- $108M
- AUM share
- 11.1%
- Avg. per client
- $1.35M
Total
- Clients
- 2,465
- Regulatory AUM
- $972M
- AUM share
- 100%
- Avg. per client
- $394K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Lebenthal Global Advisors charges up to 2.40% a year for its Lebenthal Advisory Wrap Fee Program. The fee is negotiable.
Fee details and sources
Dominick Tavella owns 50% to 75% of Lebenthal Global Advisors. The leadership team of Lebenthal Global Advisors includes President Michael Hartzman, Chief Financial Officer Michael Tavella and Chief Compliance Officer Thomas Katovitz. It has 30 employees, 27 of them in advisory roles.
Staff
- 30 employees
- 27 in advisory functions
- 27 state-registered reps
- 14 broker-dealer reps
- 12 insurance agents
- Owns 50% to 75% of Lebenthal Global Advisors, LLC
Dominick Tavella
Control person · since February 2016
- Owns 25% to 50% of Lebenthal Global Advisors, LLC
Michael Hartzman
Control person · since February 2016
Lebenthal Global Advisors’ regulatory assets grew 1.7× from $581M (May 2021) to $972M (March 2026); clients rose from 1,772 to 2,465 and employees from 25 to 30.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $972M | 2,465 | 30 | 11 |
| Jul 2025July 2025 | $820M | 2,276 | 26 | 10 |
| Apr 2024April 2024 | $713M | 2,164 | 24 | 11 |
| May 2023May 2023 | $637M | 2,122 | 20 | 8 |
| May 2022May 2022 | $709M | 2,047 | 28 | 9 |
| May 2021May 2021 | $581M | 1,772 | 25 | 9 |
Besides its headquarters, Lebenthal Global Advisors has 10 offices (4 private residences, listed without an address), with 7 listed addresses across 3 states.
New York · 4 listed addresses
- 200 Parkway Drive South, Suite 200, HauppaugeHQ
- 325 Broadway, New York
- 36-36 33rd St., Astoria
- 500 N. Broadway, Jericho
Florida · 2 listed addresses
- 1375 Gateway BLVD, Boynton Beach
- 606 Bald Eagle Drive, Marco Island
Virginia · 1 listed address
- 440 Monticello Ave, Norfolk
Other business names
Lebenthal Global Advisors has reported 1 other business name to the SEC.
- Rhino Wealth Management
Contact and registration details
- Legal name
- Lebenthal Global Advisors, LLC
- Headquarters
- 200 Parkway Drive South, Suite 200, Hauppauge, NY 11788
- Website
- lebenthal.com
- Phone
- 516-785-1800
- @lebenthal-global-advisors-llc
- SEC file
- 801-110652
- Structure
- New York LLC
- Fiscal year end
- December
Lebenthal Global Advisors’ named custodians for separately managed accounts are Raymond James ($486M, 56%) and Charles Schwab ($378M, 44%). Lebenthal Global Advisors has custody of $53K for 2 clients.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $486M56%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $378M44%
At year end, Lebenthal Global Advisors’ separately managed accounts were mostly in funds (73%) and stocks (18%). Its reported 13F holdings for the quarter ended 30 June 2026 total $741M across 204 positions; the largest are Fidelity Comwlth TR (7.4%), State Str SPDR S&P 500 ETF T (5.4%) and Goldman Sachs ETF TR (4.9%).
What the accounts hold
- Stocks18%
- Funds73%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash6%
- Other1%
- Annuities1%
How many clients does Lebenthal Global Advisors have?
Lebenthal Global Advisors has 2,465 clients and manages $972 million for them, as of March 2026. They include 2,165 individual clients, 220 high-net-worth individuals, and 80 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026
What services does Lebenthal Global Advisors offer?
Lebenthal Global Advisors provides portfolio management for individuals and small businesses and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Lebenthal Global Advisors charge?
Lebenthal Global Advisors charges up to 2.40% a year for its Lebenthal Advisory Wrap Fee Program. The fee is negotiable.
Source: LEBENTHAL GLOBAL ADVISORS, LLC WRAP BROCHURE, filed 12 March 2026
Which custodians does Lebenthal Global Advisors use?
Lebenthal Global Advisors’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $486M and Charles Schwab & Co., Inc. (Westlake, TX), with $378M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026
How many financial advisors does Lebenthal Global Advisors have?
Lebenthal Global Advisors has 27 investment adviser representatives registered with state securities authorities, out of 30 employees, and 27 perform investment advisory functions. 14 employees are registered representatives of a broker-dealer and 12 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Lebenthal Global Advisors invest in?
At the end of its last fiscal year, Lebenthal Global Advisors’ separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 18% exchange-traded equities, 6% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% other. The 1% other category is described as: Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Lebenthal Global Advisors?
Lebenthal Global Advisors’ direct owners are Dominick Tavella (50% to 75%) and Michael Hartzman (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 12 March 2026
How does Lebenthal Global Advisors get paid?
Lebenthal Global Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Lebenthal Global Advisors?
Lebenthal Global Advisors’ main office is at 200 Parkway Drive South, Suite 200, Hauppauge, NY 11788. Its phone number is 516-785-1800. Its website is lebenthal.com.