Keith Chatel has been an investment adviser representative at Lebenthal Global Advisors since January 2023, and is not listed among the firm’s executive officers or direct owners.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
Keith A. Chatel is Investment Advisory Representative and Retirement Specialist at Lebenthal Global Advisors. He has more than two decades in financial services, beginning in the insurance industry before expanding into retirement planning. Before joining Lebenthal Global Advisors, he held roles at Goldman Sachs, American Portfolios and USA Financial Securities.
Keith Chatel’s longest registration is the current one, 3 years at Lebenthal Global Advisors since 2023. Before joining Lebenthal Global Advisors in 2023, Keith Chatel was registered through Goldman Sachs Personal Financial Management and Total Financial Advisors, LLC.
- Goldman Sachs Personal Financial Management– · 2 yearsBethpage, NY · Adviser representative · Firm CRD 134600
- Total Financial Advisors, LLC– · under a yearBethpage, NY · Adviser representative · Firm CRD 143998
Professional designations
Listed by Lebenthal Global Advisors
- Chartered Retirement Planning Counselor™ (CRPC™)
- Accredited Portfolio Management Advisor™ (APMA®)
Investment adviser representative registrations
Keith Chatel is registered as an investment adviser representative in 2 states. The first approvals date from January 2023; the most recent is Florida, in September 2026.
- FloridaSince 1 September 2026
- New YorkSince 10 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 April 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 February 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 4440806
- Firm
- Lebenthal Global Advisors · CRD 283303
- Registration
- Investment adviser registration
- In the industry since
- November 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lebenthal.com
Where does Keith Chatel work?
Keith Chatel is an investment adviser representative registered through Lebenthal Global Advisors, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Keith Chatel a financial advisor?
Yes. Keith Chatel has a current investment-adviser registration in Florida and New York, through Lebenthal Global Advisors since January 2023.
How many years of experience does Keith Chatel have?
Keith Chatel has 13 years in the financial industry, since November 2012, across 3 adviser firms.
What exams has Keith Chatel passed?
Keith Chatel has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in February 2009. FINRA credited Keith Chatel with the SIE, which began in October 2018.
Where did Keith Chatel work before Lebenthal Global Advisors?
Before Lebenthal Global Advisors, Keith Chatel was registered through Total Financial Advisors, LLC, May 2019 to June 2019.
Is Keith Chatel registered with FINRA?
No. Keith Chatel has no current broker registration.
How can I verify Keith Chatel’s record?
Search CRD 4440806 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Chatel’s full registration record.