Dominick Tavella has been President, Owner, Managing Member of Lebenthal Global Advisors since February 2016, is a control person of the firm and directly owns between 50% and 75% of it.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
Dominick Tavella is President and Chief Investment Officer of Lebenthal Global Advisors, where he leads the firm's strategic direction and investment philosophy. He has over 40 years of experience in the financial services industry. Before joining Lebenthal Global Advisors, he was founder and president of Diversified Private Wealth Advisors, a registered investment advisory firm serving the tri-state area, which he led from its inception in 1984.
Dominick Tavella’s longest registration is the current one, 10 years at Lebenthal Diversified Asset Management Inc. since 2016.
- – present · 6 yearsHauppauge, NY · Adviser representative · Firm CRD 283303
- Lebenthal Diversified Asset Management Inc.Also current– present · 10 yearsHauppauge, NY · Adviser representative · Firm CRD 167243
Investment adviser representative registrations
Dominick Tavella is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from February 2016; the most recent is Florida, in May 2022.
- FloridaSince 16 May 2022
- New YorkSince 29 July 2021
- TexasResidentSince 24 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 August 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 April 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 July 1993 |
| Series 7 | General Securities Representative Examination | 19 January 1985 |
| Series 22 | Direct Participation Programs Representative Examination | 16 February 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 October 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 1069864
- Firm
- Lebenthal Global Advisors · CRD 283303
- Role
- President, Owner, Managing Member
- Office
- 200 PARKWAY DRIVE SOUTH, SUITE 200, Hauppauge, NY 11788
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1983
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lebenthal.com
Where does Dominick Tavella work?
Dominick Tavella has been President, Owner, Managing Member of Lebenthal Global Advisors, LLC since February 2016, and is a control person of the firm.
Is Dominick Tavella a financial advisor?
Yes. Dominick Tavella has a current investment-adviser registration in Florida, New York and Texas, through Lebenthal Global Advisors since November 2019.
How many years of experience does Dominick Tavella have?
Dominick Tavella has 43 years in the financial industry, since June 1983, across 2 adviser firms.
What exams has Dominick Tavella passed?
Dominick Tavella has passed 6 licensing exams: the Series 6, Series 22, Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 6, was passed in October 1982. FINRA credited Dominick Tavella with the SIE, which began in October 2018.
Where is Dominick Tavella based?
Dominick Tavella’s registered office is in Hauppauge, NY.
Is Dominick Tavella registered with FINRA?
Yes. Dominick Tavella has a current broker registration, under CRD 1069864.
Source: FINRA BrokerCheck
How can I verify Dominick Tavella’s record?
Search CRD 1069864 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dominick Tavella’s full registration record.