Michael Hartzman has been Vice President, Owner of Lebenthal Global Advisors since February 2016, is a control person of the firm and directly owns between 25% and 50% of it.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
Michael Hartzman is President of Lebenthal Financial Services, Inc., and is also a Vice President and owner of Lebenthal Global Advisors (Form ADV Schedule A). He specializes in tax, retirement, estate and risk management strategies. He began his career in 1992 with Milton Koenigsberg, later served as COO of Northeast Securities and co-founded Koenigsberg Hartzman, and founded Bristol Financial Services, Inc. in 2006, which became Lebenthal Financial Services.
- – present · 6 yearsJericho, NY · Adviser representative · Firm CRD 283303
Professional designations
Listed by Lebenthal Global Advisors
- Certified Financial Planner® (CFP®)
Investment adviser representative registrations
Michael Hartzman is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from November 2019; the most recent is New York, in July 2021.
- New JerseySince 19 November 2019
- New YorkSince 29 July 2021
- TexasResidentSince 19 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 29 July 2009 |
| Series 24 | General Securities Principal Examination | 12 October 1994 |
| Series 4 | Registered Options Principal Examination | 17 June 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 June 1992 |
| Series 7 | General Securities Representative Examination | 8 May 1992 |
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Avery Hartzman
- CRD
- 2216133
- Firm
- Lebenthal Global Advisors · CRD 283303
- Role
- Vice President, Owner
- Office
- 500 N. Broadway, Suite 238, Jericho, NY 11753
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lebenthal.com
Where does Michael Hartzman work?
Michael Hartzman has been Vice President, Owner of Lebenthal Global Advisors, LLC since February 2016, and is a control person of the firm.
Is Michael Hartzman a financial advisor?
Yes. Michael Hartzman has a current investment-adviser registration in New Jersey, New York and Texas, through Lebenthal Global Advisors since November 2019.
How many years of experience does Michael Hartzman have?
Michael Hartzman has 34 years in the financial industry, since May 1992, across 1 adviser firm.
What exams has Michael Hartzman passed?
Michael Hartzman has passed 7 licensing exams: the Series 7, Series 63, Series 4, Series 24, Series 53, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in May 1992. FINRA credited Michael Hartzman with the SIE, which began in October 2018.
Where is Michael Hartzman based?
Michael Hartzman’s registered office is in Jericho, NY.
Is Michael Hartzman registered with FINRA?
Yes. Michael Hartzman has a current broker registration, under CRD 2216133.
Source: FINRA BrokerCheck
Is Michael Hartzman a CFP?
Lebenthal Global Advisors lists Michael Hartzman with the CFP credential (“Certified Financial Planner® (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Michael Hartzman’s record?
Search CRD 2216133 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Hartzman’s full registration record.