Herbert Refvik has been an investment adviser representative at Lebenthal Global Advisors since January 2026, and is not listed among the firm’s executive officers or direct owners.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
Lars Refvik is an Investment Advisor Representative at Lebenthal Financial Services, Inc., which he joined in January 2026, and is registered with Lebenthal Global Advisors as an investment adviser representative. He previously served as an Investment Advisor Representative and Financial Services Professional with MassMutual from 2022 through 2025, and with New York Life from 2018 to 2022. Before entering financial services he was a PGA Golf Professional for more than 20 years.
Herbert Refvik’s longest registration was 3 years at MML Investors Services, LLC (2022–2025). Before joining Lebenthal Global Advisors in 2026, Herbert Refvik was registered through MML Investors Services, LLC.
- – present · under a yearAdviser representative · Firm CRD 283303
- MML Investors Services, LLC– · 3 yearsGarden City, NY · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Herbert Refvik is registered as an investment adviser representative in New York, since January 2026.
- New YorkSince 23 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 August 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 July 2020 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 18 June 2020 |
| SIE | Securities Industry Essentials Examination | 18 June 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Herbert Lars Refvik
- CRD
- 7049633
- Firm
- Lebenthal Global Advisors · CRD 283303
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2020
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lebenthal.com
Where does Herbert Refvik work?
Herbert Refvik is an investment adviser representative registered through Lebenthal Global Advisors, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Herbert Refvik a financial advisor?
Yes. Herbert Refvik has a current investment-adviser registration in New York, through Lebenthal Global Advisors since January 2026.
How many years of experience does Herbert Refvik have?
Herbert Refvik has 6 years in the financial industry, since August 2020, across 2 adviser firms.
What exams has Herbert Refvik passed?
Herbert Refvik has passed 4 licensing exams: the Series 6TO, SIE, Series 63 and Series 65. The earliest, the Series 6TO, was passed in June 2020.
Where did Herbert Refvik work before Lebenthal Global Advisors?
Before Lebenthal Global Advisors, Herbert Refvik was registered through MML Investors Services, LLC, August 2022 to December 2025.
Is Herbert Refvik registered with FINRA?
Yes. Herbert Refvik has a current broker registration, under CRD 7049633.
Source: FINRA BrokerCheck
How can I verify Herbert Refvik’s record?
Search CRD 7049633 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Herbert Refvik’s full registration record.