Philip Tavella has been an investment adviser representative at Lebenthal Global Advisors since January 2023, and is not listed among the firm’s executive officers or direct owners.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
- – present · 3 yearsHauppauge, NY · Adviser representative · Firm CRD 283303
Investment adviser representative registrations
Philip Tavella is registered as an investment adviser representative in 2 states. The first approvals date from January 2023; the most recent is New York, in February 2023.
- FloridaSince 24 January 2023
- New YorkSince 2 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 October 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 November 2004 |
| Series 7 | General Securities Representative Examination | 4 October 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4838164
- Firm
- Lebenthal Global Advisors · CRD 283303
- Office
- 200 PARKWAY DRIVE SOUTH, SUITE 200, Hauppauge, NY 11788
- Registration
- Investment adviser registration
- In the industry since
- June 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Philip Tavella work?
Philip Tavella is an investment adviser representative registered through Lebenthal Global Advisors, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Philip Tavella a financial advisor?
Yes. Philip Tavella has a current investment-adviser registration in Florida and New York, through Lebenthal Global Advisors since January 2023.
How many years of experience does Philip Tavella have?
Philip Tavella has 12 years in the financial industry, since June 2014, across 1 adviser firm.
What exams has Philip Tavella passed?
Philip Tavella has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2004.
Where is Philip Tavella based?
Philip Tavella’s registered office is in Hauppauge, NY.
Is Philip Tavella registered with FINRA?
No. Philip Tavella has no current broker registration.
How can I verify Philip Tavella’s record?
Search CRD 4838164 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Philip Tavella’s full registration record.