Scott Hartzman has been an investment adviser representative at Lebenthal Global Advisors since August 2021, and is not listed among the firm’s executive officers or direct owners.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
- – present · 5 yearsJericho, NY · Adviser representative · Firm CRD 283303
Investment adviser representative registrations
Scott Hartzman is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 23 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 2024 |
| Series 7TO | General Securities Representative Examination | 16 April 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 August 2021 |
| SIE | Securities Industry Essentials Examination | 16 July 2020 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Scott Matthew Hartzman
- CRD
- 6667250
- Firm
- Lebenthal Global Advisors · CRD 283303
- Office
- 500 N BROADWAY, SUITE 238, Jericho, NY 11753
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Scott Hartzman work?
Scott Hartzman is an investment adviser representative registered through Lebenthal Global Advisors, LLC since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is Scott Hartzman a financial advisor?
Yes. Scott Hartzman has a current investment-adviser registration in New York, through Lebenthal Global Advisors since August 2021.
How many years of experience does Scott Hartzman have?
Scott Hartzman has 5 years in the financial industry, since August 2021, across 1 adviser firm.
What exams has Scott Hartzman passed?
Scott Hartzman has passed 4 licensing exams: the SIE, Series 65, Series 7TO and Series 63. The earliest, the SIE, was passed in July 2020.
Where is Scott Hartzman based?
Scott Hartzman’s registered office is in Jericho, NY.
Is Scott Hartzman registered with FINRA?
Yes. Scott Hartzman has a current broker registration, under CRD 6667250.
Source: FINRA BrokerCheck
How can I verify Scott Hartzman’s record?
Search CRD 6667250 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Hartzman’s full registration record.