Tracy Byrnes has been an investment adviser representative at Lebenthal Global Advisors since April 2025, and is not listed among the firm’s executive officers or direct owners.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
Tracy Byrnes is Vice President of Women & Investing at Lebenthal Global Advisors, where she focuses on helping clients, women in particular, take control of their financial futures. She held anchor and reporter positions at Fox Business for 10 years and combines wealth management and journalism in her work.
Tracy Byrnes’ longest registration was 6 years at UBS Financial Services Inc. (2019–2025). Before joining Lebenthal Global Advisors in 2025, Tracy Byrnes was registered through UBS Financial Services Inc.
- – present · 1 yearHackensack, NJ · Adviser representative · Firm CRD 283303
- UBS Financial Services Inc.– · 6 yearsParamus, NJ · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Tracy Byrnes is registered as an investment adviser representative in 2 states. The first approvals date from April 2025; the most recent is Florida, in May 2025.
- FloridaSince 1 May 2025
- New JerseySince 23 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 January 2019 |
| Series 7TO | General Securities Representative Examination | 11 December 2018 |
| SIE | Securities Industry Essentials Examination | 13 November 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7034149
- Firm
- Lebenthal Global Advisors · CRD 283303
- Office
- Hackensack, NJ
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2018
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- lebenthal.com
Where does Tracy Byrnes work?
Tracy Byrnes is an investment adviser representative registered through Lebenthal Global Advisors, LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Tracy Byrnes a financial advisor?
Yes. Tracy Byrnes has a current investment-adviser registration in Florida and New Jersey, through Lebenthal Global Advisors since April 2025.
How many years of experience does Tracy Byrnes have?
Tracy Byrnes has 7 years in the financial industry, since December 2018, across 2 adviser firms.
What exams has Tracy Byrnes passed?
Tracy Byrnes has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2018.
Where is Tracy Byrnes based?
Tracy Byrnes’ registered office is in Hackensack, NJ.
Is Tracy Byrnes registered with FINRA?
Yes. Tracy Byrnes has a current broker registration, under CRD 7034149.
Source: FINRA BrokerCheck
How can I verify Tracy Byrnes’ record?
Search CRD 7034149 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tracy Byrnes’ full registration record.