Mark Gaynoe has been an investment adviser representative at Lebenthal Global Advisors since August 2020, and is not listed among the firm’s executive officers or direct owners.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
Mark Gaynoe’s longest registration is the current one, 6 years at Lebenthal Global Advisors since 2020. Before joining Lebenthal Global Advisors in 2020, Mark Gaynoe was registered through Capital Guardian Wealth Management, LLC.
- – present · 6 yearsAtlanta, GA · Adviser representative · Firm CRD 283303
- Capital Guardian Wealth Management, LLC– · under a yearPensacola, FL · Adviser representative · Firm CRD 131631
Investment adviser representative registrations
Mark Gaynoe is registered as an investment adviser representative in 2 states. The first approvals date from August 2020; the most recent is Georgia, in August 2023.
- FloridaSince 18 August 2020
- GeorgiaSince 7 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 January 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 March 1997 |
| Series 7 | General Securities Representative Examination | 25 February 1997 |
| Series 000 | General Securities Principal Examination | 22 February 1972 |
| Series 1 | Registered Representative Examination | 22 February 1972 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- Mark Allen Gaynoe
- CRD
- 219046
- Firm
- Lebenthal Global Advisors · CRD 283303
- Office
- Atlanta, GA
- Registration
- Investment adviser registration
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Gaynoe work?
Mark Gaynoe is an investment adviser representative registered through Lebenthal Global Advisors, LLC since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Mark Gaynoe a financial advisor?
Yes. Mark Gaynoe has a current investment-adviser registration in Florida and Georgia, through Lebenthal Global Advisors since August 2020.
How many years of experience does Mark Gaynoe have?
Mark Gaynoe has 6 years in the financial industry, since November 2019, across 2 adviser firms.
What exams has Mark Gaynoe passed?
Mark Gaynoe has passed 5 licensing exams: the Series 000, Series 1, Series 7, Series 63 and Series 65. The earliest, the Series 000, was passed in February 1972.
Where did Mark Gaynoe work before Lebenthal Global Advisors?
Before Lebenthal Global Advisors, Mark Gaynoe was registered through Capital Guardian Wealth Management, LLC, March 2018 to December 2018.
Where is Mark Gaynoe based?
Mark Gaynoe’s registered office is in Atlanta, GA.
Is Mark Gaynoe registered with FINRA?
No. Mark Gaynoe has no current broker registration.
How can I verify Mark Gaynoe’s record?
Search CRD 219046 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Gaynoe’s full registration record.