David Walker has been an investment adviser representative at Lebenthal Global Advisors since August 2017, and is not listed among the firm’s executive officers or direct owners.
Lebenthal Global Advisors, LLC is a Hauppauge, NY firm with $972M under management, 2,465 clients and 27 advisers across 11 offices, as of its March 2026 filing.
- – present · 9 yearsCentennial, CO · Adviser representative · Firm CRD 283303
Investment adviser representative registrations
David Walker is registered as an investment adviser representative in Colorado, since August 2017.
- ColoradoSince 28 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 April 2017 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 July 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Arthur Walker
- CRD
- 6193025
- Firm
- Lebenthal Global Advisors · CRD 283303
- Office
- Centennial, CO
- Registration
- Investment adviser registration
- In the industry since
- July 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does David Walker work?
David Walker is an investment adviser representative registered through Lebenthal Global Advisors, LLC since August 2017, and is not listed among the firm’s executive officers or direct owners.
Is David Walker a financial advisor?
Yes. David Walker has a current investment-adviser registration in Colorado, through Lebenthal Global Advisors since August 2017.
How many years of experience does David Walker have?
David Walker has 13 years in the financial industry, since July 2013, across 1 adviser firm.
What exams has David Walker passed?
David Walker has passed 2 licensing exams: the Series 6 and Series 65. The earliest, the Series 6, was passed in July 2013. FINRA credited David Walker with the SIE, which began in October 2018.
Where is David Walker based?
David Walker’s registered office is in Centennial, CO.
Is David Walker registered with FINRA?
No. David Walker has no current broker registration.
How can I verify David Walker’s record?
Search CRD 6193025 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Walker’s full registration record.