William Joseph Capital Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
William Joseph Capital Management reports 1,879 clients. They include 1,712 individual clients and 167 high-net-worth individuals. Of its assets, 100.0% ($694M across 1,879 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $417M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 91% | 59% |
| High-net-worth individuals | 9% | 41% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,712 | $407M | 58.6% | $238K |
| High-net-worth individuals | 167 | $287M | 41.4% | $1.72M |
| Total | 1,879 | $694M | 100% | $369K |
- Clients
- 1,712
- Regulatory AUM
- $407M
- AUM share
- 58.6%
- Avg. per client
- $238K
- Clients
- 167
- Regulatory AUM
- $287M
- AUM share
- 41.4%
- Avg. per client
- $1.72M
Total
- Clients
- 1,879
- Regulatory AUM
- $694M
- AUM share
- 100%
- Avg. per client
- $369K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
William Joseph Capital Management charges 0.60%–1.35% a year for its Advisory Services. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Employer-Sponsored Plan Services
- ERISA plan service fees are negotiable and may be billed in advance or in arrears. The brochure states no rate.
- Financial Planning and Consulting
- Fixed fees vary with complexity and are set in the Financial Planning Agreement; hourly rates for ongoing planning are negotiable. The brochure states no figure.
Matthew Sweeney owns 25% to 50% of William Joseph Capital Management. The leadership team of William Joseph Capital Management includes President Matthew Sweeney, Chief Financial Officer Nichole Bolmgren and Chief Compliance Officer Kimberly Sparks. It has 27 employees.
Leadership
Matthew SweeneyPresident- Nichole BolmgrenChief Financial Officer
- Kimberly SparksChief Compliance Officer
Joseph GossSecretary- Justin BolmgrenManaging Principal,
Investment adviser representatives
29 representatives listed in the SEC register as of 9 October 2026.
Staff
- 27 employees
- 27 in advisory functions
- 27 state-registered reps
- 20 insurance agents
- Owns 25% to 50% of William Joseph Capital Management, Inc.
Matthew Sweeney
Control person · since April 2015
- Owns 25% to 50% of William Joseph Capital Management, Inc.
Joseph Goss
Control person · since April 2015
- Owns 25% to 50% of William Joseph Capital Management, Inc.
Justin Bolmgren
Control person · since March 2024
William Joseph Capital Management’s regulatory assets grew 6.1× from $114M (May 2021) to $694M (March 2026); clients rose from 432 to 1,879 and employees from 15 to 27.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $694M | 1,879 | 27 | 28 |
| July 2025 | $465M | 1,153 | 26 | 27 |
| July 2024 | $270M | 835 | 19 | 21 |
| April 2023 | $201M | 757 | 16 | 15 |
| March 2022 | $174M | 595 | 15 | 6 |
| May 2021 | $114M | 432 | 15 | 6 |
Besides its headquarters, William Joseph Capital Management has 27 offices (15 private residences, listed without an address), with 13 listed addresses across 7 states.
Connecticut · 5 listed addresses
- 210 Red Stone Hill Road, Suite 5, BristolHQ
- 48 South RD., Somers
- 252 Spielman Hwy, Burlington
- 9 Tenedine Drive, North Haven
- 76 Stony Hill RD, Bethel
Florida · 2 listed addresses
- 12812 Fairway Cove CT, FT Myers
- 400 N. Ashley Drive, Tampa
New York · 2 listed addresses
- 45 St John Street, Goshen
- 49 Court Street, Binghamton
Arkansas · 1 listed address
- 2836 Malvern Ave, Hot Springs
Illinois · 1 listed address
- 10 South Riverside Plaza, Chicago
North Carolina · 1 listed address
- 240 Doral Drive, Hampstead
Rhode Island · 1 listed address
- 174 Bellevue Ave, Newport
Other business names
William Joseph Capital Management has reported 1 other business name to the SEC.
- Waypoint Wealth Planning and Investment Advisors
Contact and registration details
- Legal name
- William Joseph Capital Management, Inc.
- Headquarters
- 210 Red Stone Hill Road, Suite 5, Bristol, CT 06010
- Website
- williamjosephcapital.com
- Phone
- 860-973-3214
- SEC file
- 801-119964
- Structure
- Connecticut corporation
- Fiscal year end
- December
William Joseph Capital Management uses Assetmark Trust ($564M, 97%) and Charles Schwab ($18.4M, 3%) as custodians for its separately managed accounts. William Joseph Capital Management does not have custody of client assets.
- Assetmark TrustAssetmark Trust Company · Concord, CA · $564M97%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $18.4M3%
At year end, William Joseph Capital Management’s separately managed accounts were largely in stocks (39%) and funds (32%).
What the accounts hold
- Stocks39%
- Funds32%
- Bonds23%
- Cash3%
- Other3%
- Fee based variable and index annuities.3%
How many clients does William Joseph Capital Management have?
William Joseph Capital Management has 1,879 clients and manages $694 million for them, as of March 2026. They include 1,712 individual clients and 167 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does William Joseph Capital Management offer?
William Joseph Capital Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does William Joseph Capital Management charge?
William Joseph Capital Management charges 0.60%–1.35% a year for its Advisory Services.
Source: WJCM FORM ADV PART 2A FIRM BROCHURE, filed 31 March 2026
Which custodians does William Joseph Capital Management use?
William Joseph Capital Management’s separately managed account assets are held at Assetmark Trust Company (Concord, CA), with $564M and Charles Schwab & Co., Inc. (Westlake, TX), with $18.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does William Joseph Capital Management have?
William Joseph Capital Management has 27 investment adviser representatives registered with state securities authorities, out of 27 employees, and 27 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 20 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does William Joseph Capital Management invest in?
At the end of its last fiscal year, William Joseph Capital Management’s separately managed accounts held 39% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 23% investment grade corporate bonds, 3% cash and equivalents and 3% other. The 3% other category is described as: Fee Based Variable and Index Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns William Joseph Capital Management?
William Joseph Capital Management’s direct owners are Matthew Sweeney, Joseph Goss and Justin Bolmgren, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does William Joseph Capital Management get paid?
William Joseph Capital Management is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is William Joseph Capital Management registered with the SEC?
Yes, William Joseph Capital Management has been registered with the SEC as an investment adviser since 11 December 2020. Its CRD number is 226535 and its SEC file number is 801-119964.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact William Joseph Capital Management?
William Joseph Capital Management’s main office is at 210 Red Stone Hill Road, Suite 5, Bristol, CT 06010. Its phone number is 860-973-3214. Its website is williamjosephcapital.com.